Posted By Daniel W. Drezner

Following up on my rant against realist whinging and Rosato and Schuessler's non-whinging defense of realism, the following is a response by the managers of the Teaching, Research, and International Policy (TRIP) surveys. Their basic argument: no matter what realism says as a paradigm, individual realists do not exactly advocate what Rosato and Schuessler say they advocate. 

Let the fight…continue!

Are There Neoconservative Wolves in the Realist Flock?

Dan Maliniak, Ryan Powers, and Michael Tierney

Beware of the false prophets, who come to you in sheep's clothing, but inwardly are ravenous wolves. —Matthew 7:15

Sebastian Rosato and John Schuessler recently argued that there is "a complete absence of bona fide realists inside the Beltway" and that if more policymakers employed realist thinking when making foreign policy, then we could expect the real "prospect of security without war." They bemoan the criticism that realist theory receives within both the academy and, especially, in foreign policymaking circles. "This is unfortunate, as realists seem to turn up on the right side of history as often as not -- the Vietnam and Iraq wars are prominent examples -- and may do so again if the Obama administration stumbles into a foolish war with Iran (a war that prominent realists have opposed)."

Leaving aside the notion that we ought to strive for a foreign policy that is only successful "as often as not," Rosato and Schuessler are correct that some prominent realists (e.g. Stephen Walt and Nuno Monteiro) oppose war with Iran. Several prominent realists also opposed the Vietnam War (e.g. Hans Morgenthau) and the war in Iraq (e.g. John Mearsheimer). But realists are not alone in their opposition. Many other non-randomly selected scholars representing other schools of thought also often oppose the use of force. For example, see liberals Joe Nye and Anne-Marie Slaughter or constructivists Marc Lynch and Colin Kahl who also oppose war with Iran.

Noting the policy preferences of a particular set of realists (or liberals/constructivists) does little to support the claim that having more realists inside the beltway would lead to fewer U.S. military interventions. An alternative way to assess the likely impact of inviting more realists into policymaking circles would be to survey all IR scholars and see whether self-identified realists are less likely, more likely, or no more or less likely on average than proponents of other IR paradigms to support the use of force abroad. As it happens, we've done that in a series of Teaching, Research, and International Policy (TRIP) surveys.

In 2004, we asked IR scholars in the U.S. a variety of questions about their support or opposition to the war in Iraq. Among dozens of other questions, we also asked scholars to report the primary IR paradigm that they employ in their research, their political ideology, and their substantive field of study. No matter how we asked the Iraq question (and we asked it four different ways), realists are no more likely than liberals or those who don't adhere to a particular paradigm to support or oppose the war in Iraq once we control for political ideology. If we leave ideology out of the model, realists are actually more likely to have supported the war in Iraq. Constructivism is the only paradigm that is statistically significantly correlated with opposition to the Iraq war after controlling for ideology. Here we plot the predicted probability of favoring the Iraq war by paradigm after controlling for ideology (error bars represent 90 percent confidence intervals):

The 2004 Iraq results are consistent with results from the 2011 survey regarding the potential use of force in Iran. We asked scholars "Would you approve of disapprove of the use of U.S. military forces ... if it were certain that Iran had produced a nuclear weapon." Again, realists were no more or less likely than adherents of other paradigms to support or oppose the use of force against Iran after controlling for ideology and field of study. Again, if we leave ideology out of the model, realists are more likely to support striking Iran (We discussed the results of the 2011 survey in more detail in a recent guest post on the Monkey Cage).

Our 2006 results differ. We asked scholars "If Iran continues to produce materials that can be used to develop nuclear weapons, would you support or oppose the U.S. taking military action against Iran?" In this case, realists are more likely to support intervention, even after controlling for ideology and a number of other factors.

So, our results from 2004 and 2011 fail to support the claim made by Rosato and Schuessler and our results from 2006 are the opposite of what their argument suggests.

Proponents of a realist foreign policy may rightly point out that our discussion above is about individuals who self-identify as realists, not realist theory. Perhaps there are just a bunch of respondents in our sample calling themselves "realists" who don't really understand the logic of their favored paradigm. And perhaps a more accurate reading of realist theory (as offered by Walt, Mearsheimer, Rosato and Schuessler) would lead to foreign policy prescriptions that are less bellicose and radically different from other IR paradigms. Perhaps. But it is individual realists — not some version of realist theory personified — who are appointed to policy posts in Washington to craft and implement policy, who write op-eds, blog posts, and journal articles to inform current policy makers, and who teach future policy makers at colleges and universities. And those realists (on average) were not less inclined to advocate the use of force in Iraq back in 2003 and they are not less inclined to advocate the use of force against Iran today.

In most of our tests above, it is only after controlling for political ideology that realists tend to fall in line with liberals and constructivists in opposing the use of force. The average ideology of self-identified realists in the sample helps to explain the gap between the realism that Rosato and Schusseler advocate and the "average" understanding of realism that is reflected in our surveys. As Brian Rathburn recently argued, there may be hawkish wolves within the realist flock — individuals who call themselves realists but who support policies that do not conform to the realism of Mearsheimer, Walt, Rosato, and Schuesster. As Rathbun explains, "The situation is...confused by the invocation of 'realism' as a guiding set of principles by both neoconservatives and conservatives."

To put our cards on the table, we find the Rosato and Schuessler version of realism both sensible and consistent with our own descriptions of realism to our students. We also agree that the Iraq and Vietnam wars did little to advance the interests of the United States, and that a war with Iran would also be a bad idea. We show that many IR scholars also agree for reasons related to their scholarly commitments and/or personal views. Currently, many scholars who self-identify as realists are also conservative and it may be their ideology, rather than the logic of realism that shapes their policy preferences. If that is the case, and they are dressing up their ideologically driven positions in realist trappings, Rosato and Schuessler are right to continue their efforts to better communicate the logic and implications of realist theory. But perhaps they also ought to warn their readers, "Beware those who come to you in realist clothing, for they may inwardly be ravenous neocons."

What do you think?

Posted By Daniel W. Drezner

Last week I had a good rant about the persecution complex of realist international relations scholars. 

This is a discussion that needs to continue, however -- see the responses by Justin LoganAlan Alexandroff and Steve Saideman, for example.  So, I invited two of the smartest and least-likely-to-whine realists I know to respond.  John Schuessler (an assistant professor in the Department of Strategy at the Air War College) and Sebastian Rosato (an assistant professor of political science at Notre Dame) offer their take below.  I will respond later in the week: 

Realists are Right After All

Sebastian Rosato and John Schuessler

Dan Drezner claims that academic realists have a "strong, cultivated sense of victimhood." He is tired of what he sees as their unjustified griping that they are pariahs in the academy, among the general public, and in the foreign policy community. And he wants them to just come out and admit that they've failed to "popularize their own ideas."

As it happens, his post comes shortly after the publication of our article, "A Realist Foreign Policy for the United States" (Perspectives on Politics), in which we have a different take on these issues.

Let's start with whether or not people like realism. In our article, we ask what kind of policy the United States can pursue that will ensure its security while minimizing the likelihood of war. We then point out that IR scholars have tended to dismiss the possibility that realism has anything to contribute to the debate. The charge comes in a variety of forms, from ‘realism causes war' to ‘realism prevents progress.' This prompts critics to label realists as irresponsible or even immoral and to call for more ‘enlightened' or ‘morally acceptable' alternatives. It is for good reason that Robert Gilpin has said that "no one loves a political realist." This hostility extends to the policy community. As we discuss in our article, U.S. policymakers have taken and continue to take their cues not from realism but from its main theoretical antagonist, liberalism. There is no need to take our word for it, however. John Owen, Colin Dueck, and Michael Desch, among others, have pointed out that American foreign policy has been guided by liberal principles since the Founding.

Our article describes and defends a realist foreign policy to guide U.S. decision makers. Our recommendation, which is logically derived from realist principles, is that the United States should balance against other great powers as well as against hostile minor powers that inhabit strategically important regions of the world, while otherwise practicing restraint. We then show that had the United States and other great powers followed our realist prescriptions, some of the most important wars of the past century-including the world wars, the Vietnam War, and the Iraq War-might have been averted. Simply put, realism offers the prospect of security without war.

We wrote our article at least in part to popularize realist thinking. This would not count for much, and realists could still be accused of failing to spread their ideas, if we were the first realists to do so. But as we note, realists have been vocal contributors to the debate on U.S. foreign policy since World War II, even going so far as to oppose both the Vietnam and Iraq wars. Since the end of the Cold War, realists have been some of the loudest voices calling for restraint, with John Mearsheimer, Chris Layne and Steve Walt all urging the United States to adopt an "offshore balancing" posture, which overlaps considerably with our own preferred policy. On the merits, such an approach, and the realism that underpins it, should be popular. After all, if the United States had abided by its precepts, it likely would have been involved in fewer wars than it has been over the past few decades.

We did not write "A Realist Foreign Policy for the United States" with Dan's criticisms in mind, but if we had we would also have noted the following.

For one thing, we have cited only some of the evidence that Americans dislike realism. Dan argues elsewhere that the public is not unsympathetic to realism, but others have claimed that public opinion is essentially liberal. As for the foreign policy community, we share Justin Logan's sense that there's a dearth or even a complete absence of bona fide realists inside the Beltway. Realism's approval ratings in the academy are hardly better. Dan's concession that realism is not the most popular paradigm among IR scholars is an understatement-indeed, if you ignore Marxism, it's the least popular approach in the field. As a recent survey concludes, "realism does not have the hold on the field it is often thought to have" and, in fact, it never did. Realist research has never made up more than 15% of published articles, for example. And although we agree with Dan that realism commands a lot of attention in the classroom, it is typically presented as a crude, dated, unscientific, amoral approach that needs to be heavily amended or, preferably, jettisoned entirely. No other approach receives as much criticism.

This is unfortunate, as realists seem to turn up on the right side of history as often as not-the Vietnam and Iraq wars are prominent examples-and may do so again if the Obama administration stumbles into a foolish war with Iran (a war that prominent realists have opposed).

This is not to say that we feel victimized.  But as card-carrying members of an academic approach that is excoriated and ignored despite being regularly vindicated by real world events and providing a better recipe for peace and stability than the alternatives, we admit to being confused.

Note: John Schuessler's views are his own and do not represent those of the Air War College, the Air Force, or the Department of Defense.

Posted By Daniel W. Drezner

Over the break, I see that John Mearsheimer got the glowing Robert D. Kaplan treatment in The Atlantic.  Kaplan is a master of this genre, writing my favorite profile of Samuel Huntington a little more than a decade ago.  In his Atlantic essay, Kaplan smartly observes that John's real intellectual legacy should be his 2001 masterwork The Tragedy of Great Power Politics

The best grand theories tend to be written no earlier than middle age, when the writer has life experience and mistakes behind him to draw upon. Morgenthau’s 1948 classic, Politics Among Nations, was published when he was 44, Fukuyama’s The End of History was published as a book when he was 40, and Huntington’s Clash of Civilizations as a book when he was 69. Mearsheimer began writing The Tragedy of Great Power Politics when he was in his mid-40s, after working on it for a decade. Published just before 9/11, the book intimates the need for America to avoid strategic distractions and concentrate on confronting China. A decade later, with the growth of China’s military might vastly more apparent than it was in 2001, and following the debacles of the Iraq and Afghanistan wars, its clairvoyance is breathtaking.

Note to self:  start outlining awesome, earth-moving grand theory now. [Note to Drezner:  sorry, but you already dug your own grave when it comes to intellectual legacy--ed.]

It's not surprising that Kaplan, a geopolitics wonk, loves Tragedy, with its emphasis on the "stopping power of water" and all.  The essay is worth reading in full -- but seeing as how I'm quoted without attribution I've done a bit of research on realism, I can't let this casual assertion go by without some pushback: 

[I]n a country that has always been hostile to what realism signifies, [Mearsheimer] wears his “realist” label as a badge of honor. “To realism!” he says as he raises his wineglass to me in a toast at a local restaurant. As Ashley J. Tellis, Mearsheimer’s former student and now, after a stint in the Bush administration, a senior associate at the Carnegie Endowment, later tells me: “Realism is alien to the American tradition. It is consciously amoral, focused as it is on interests rather than on values in a debased world. But realism never dies, because it accurately reflects how states actually behave, behind the façade of their values-based rhetoric.”...

For Mearsheimer, academia’s hostility to realism is evident in the fact that Harvard, which aims to recruit the top scholars in every field, never tried to hire the two most important realist thinkers of the 20th century, Morgenthau and Kenneth Waltz. But at Chicago, a realist like Mearsheimer, who loves teaching and never had ambitions for government service, can propound theories and unpopular ideas, and revel in the uproar they cause. Whatever the latest group-think happens to be, Mearsheimer almost always instinctively wants to oppose it—especially if it emanates from Washington.

This notion of realism being alien to the United States has been a recurring theme of realists, since, well, realism asserted itself in the American academy.  It's impossible to have a conversation with John Mearsheimer longer than 15 minutes without him bringing up this point. 

The thing is, it's a sloppy argument lacking in empirical foundation.  Just for starters, even realists acknowledge that Ron Paul's campaign is doing well because it's sympatico with the realist critique of American foreign policy.  More substantively, this canard is why I researched and wrote "The Realist Tradition in American Public Opinion" a few years ago.  My principal conclusion from that essay: 

Americans do hold some liberal aspirations for their conduct across the globe, and believe that morality should play a role in foreign affairs—in the abstract. However, surveys about foreign policy world views and priorities, the use of force, and foreign economic policies all reveal a strong realist bent among the mass American public. The overwhelming majority of Americans possess a Hobbesian world view of international relations. Americans consistently place realist foreign policy objectives— the securing of energy supplies, homeland security—as top foreign policy priorities. Objectives associated with liberal internationalism—strengthening the United Nations, promoting democracy and human rights—rank near the bottom of the list. On the uses of force, experimental surveys reveal that Americans think like intuitive neorealists; they prefer balancing against aggressive and rising powers while remaining leery about liberal-style interventions. On foreign economic policy, Americans think of trade through a relative gains prism, particularly if the trading partner is viewed as a rising economic power. Surveys and polling do suggest that Americans like multilateral institutions, but they appear to like them for realist reasons—they are viewed as mechanisms for burden-sharing.

It is somewhat more accurate to say that America's foreign policy elites are more hostile to realpolitik -- though even here, things can be exaggerated.  The recent TRIP survey, for example, revealed that realism might not be the most popular paradigm among IR scholars, but it still commands a healthy fraction of academics, and commands an even greater fraction of attention in international relations courses.  

This might seem like a small point, but it's an important one -- because to be honest I'm fed up with realists whining that everyone is against them.  If there is one thing that academic realists have in common, it's a strong, cultivated sense of victimhood.  "Our field despises us! Americans don't like us!  The foreign policy community hates us!" 

Cut it out already.  There is a long intellectual lineage in the American academy -- starting with Hans Morgenthau and continuing with Mearsheimer and his students -- that evinces realist principles.  There is an equally strong intellectual lineage of policy principals -- starting with George Kennan and continuing with Brent Scowcroft and his acolytes -- that walk the realist walk.  Realists advocate a doctrine that genuinely resonates with a large swath of the American mass public.  If realists fail to popularize their own ideas, then perhaps they should look in the mirror before invoking the "everyone hates us so we must be right" card.

Yesterday Foreign Policy published the graphics-friendly results of the Teaching, Research, and International Policy (TRIP), as conducted by William and Mary’s Institute for the Theory and Practice of International Relations.  Some of the results -- there's a plurality of constructivists in the field -- have already provoked some interesting blog discussion.  There's also the more juicy debates over the best Ph.D. programs, best M.A. programs, and most influential people in our small, small universe. 

Your humble blogger must confess to having a different interest in the results.  The good folks running the survey were kind enough to add some questions about how scholars think Web 2.0 technologies -- blogs, wikis, tweets, podcasts, etc. -- fit into our discipline.  This is a natural follow-on to some research that Charli Carpenter and I published recently.  Since this is the first time these sorts of questions have been asked, this is strictly a "snapshot" of where the field was in 2011, not the trend over time.  Still, given the anecdotal evidence of prior hostility to these technologies, it's an interesting snapshot. 

Looking at the topline survey results, here are the most interesting tidbits I found:

1)  More than 28% of respondents cited a blog post in their scholarship, and more than 56% used blogs as a teaching tool.  The positive responses for newer Web 2.0 technologies -- Twitter, Facebook, Wikipedia, YouTube -- were much smaller on the research side.  On the other hand, a stunning 90% of respondents said they used YouTube in their teaching. 

2) 28% of respondents had, at a minimum, contributed to a blog.  7% of respondents "regularly contrribute" to a blog. 

3)  I tweeted some wrath last month about grading a paper that footnoted a Wikipedia page (for the record, I don't mind students using Wikipedia as a first-stop for research, but I do mind students who don't follow the hyperlinks).  I see I would be joined in that assessment by about 85% of my IR colleagues. 

4)  No respondent thinks that contributing or maintaining a blog is important for advancing their academic career.  Intriguingly, however, there is certainly more appreciation about the role of blogs in the discipline than is commonly understood.  To be specific:

a) 25% of respondents do think blogs devoted to international relations should count in evaluating a professor's research output.  I guarantee you that number would have been much lower even a few ywars ago;

b) More than 66% of respondents thought such an activity should count in evaluating a professor's service to the profession. 

c)  90% of respondents believed that IR blogs had a beneficial impact on foreign policy formulation;

d)  More than 51% of respondents thought that IR blogs had a beneficial impact on the discipline of international relations. 

There's a lot more data to discuss, but I would say that this veeeeery interesting snapshot should be enough to generate some discussion for now.  For example, do readers think that these numbers will plateau, grow or recede over time?   

It's time to admit that I'm getting old.  I feel the aches and pains from workouts a bit more keenly.  I have to Google acronyms I see on Twitter all the time.  No matter how hard I try, I just don't feel comfortable wearing an untucked shirt with a blazer.  Only now am I discovering Alison Brie, which makes me way behind the curve.  Most importantly, however, I find myself reading threat assessments made by junior international relations scholars and shaking my head at these young-security-kids-with-their-having-no-memory-of-the-Cold-War. 

To explain where I'm coming from, here's what I wrote a little more than a year ago: 

Terrorism and piracy are certainly security concerns -- but they don't compare to the Cold War. A nuclear Iran is a major regional headache, but it's not the Cold War. A generation from now, maybe China poses as serious a threat as the Cold War Soviet Union. Maybe. That's a generation away, however.... 

I'm about to say something that might be controversial for people under the age of 25, but here goes. You know the threats posed to the United States by a rising China, a nuclear Iran, terrorists and piracy? You could put all of them together and they don't equal the perceived threat posed by the Soviet Union during the Cold War.

I'll stand by that statement, and I'm not the only one here at FP to believe it.  Over the past week, however, I'm seeing some young whippersnappers junior scholars evince a different estimate of threats to U.S. national security. 

Over at Shadow Government, Paul Miller has a four-part series  -- count 'em, one, two, three, four -- of blog posts arguing that the world is a more dangerous place now than before.  He sums up his argument in this concluding section

Essentially, the United States thus faces two great families of threats today:  first, the nuclear-armed authoritarian powers, of which there are at least twice as many as there were during the Cold War; second, the aggregate consequences of state failure and the rise of non-state actors in much of the world, which is a wholly new development since the Cold War.  On both counts, the world is more dangerous than it was before 1989.  Essentially take the Cold War, add in several more players with nukes, and then throw in radicalized Islam, rampant state failure, and the global economic recession, and you have today.

I recognize that the world doesn't feel as dangerous as it did during the Cold War.  During the Cold War we all knew about the threat and lived with a constant awareness-usually shoved to the back of ours minds to preserve our sanity-that we might die an instantaneous firey death at any moment.  We no longer feel that way. 

Our feelings are wrong.  The Cold War engaged our emotions more because it was simple, easily understood, and, as an ideological contest, demanded we take sides and laid claim to our loyalties.  Today's environment is more complex and many-sided and so it is harder to feel the threat the same way we used to.  Nonetheless, the danger is real. 

Meh.  Actually, meh squared. 

To be fair to Miller, I do think he is getting at something that has changed over time during the post-Cold War era.  First, the threat envorinment does seem higher now than twenty years ago, as the Soviet Union was about to collapse.  China is more economically powerful, Russia is more revanchist, North, Korea, Pakistan and India have nuclear weapons, the barriers to entry for non-state actors to wreak havoc has gone up.  The likelihood of a conventional great power war is lower, but the likelihood of a serious attack on American soil seems higher than in late 1991.  So in terms of trend, it does feel like the world is less safe. 

What's also changed, however, is the tight coupling of the Cold War security environment (ironically, just as the security environment has become more loosely coupled, the global political economy has become more tightly coupled).  Because the U.S. and U.S.S.R. were such implacable adversaries and because they knew  it, the possibility of a small dispute -- Berlin, Cuba, a downed Korean airliner -- escalating very quickly was ever-present.  The possibility of an accident triggering all-out nuclear war was also higher than was realized at the time.  The current threat environment is more loosely interconnected, in that a small conflict seems less likely to immediately ramp up into another Cuban Missile Crisis.  Indeed, the events of the past year support that point.  Saudi Arabia essentially invaded Bahrain, and Iran did.... very little about it.  The United States deployed special forces into the heart of Pakistan's military complex.  The aftermath of that is undeniably uglier, but it's not we-are-at-DEFCON-ONE kind of ugly.  Miller might be more accurate in saying that there is a greater chance of a security dust-up in today's complex threat environment, but there's a much lower likelihood of those dust-ups spiraling out of control. 

In Miller's calculations, it seems that any country with a nuclear weapon constitutes an equal level of threat.  But that's dubious on multiple grounds.  First, none of the emerging nuclear states have anywhere close to a second-strike capability.  If they were to use their nukes against the United States, I think they know that there's an excellent chance that they don't survive the counterstrike.  Second, the counter Miller provides is that these authoritarian leaders are extra-super-crazy.  I'm not going to defend either the Ayatollah Ali Khamenei or Kim the Younger, but are these leaders more crazy than either Mao or Stalin or Kim Jong Il?  Those are three of the worst leaders in history -- and none of them came close to using nuclear weapons.   Finally, the Pakistan case is instructive -- even after getting nukes, and even after getting very cozy with radical terrorist groups, that country has refrained from escalating hostilities with India to the point of another general war. 

As for the non-state threats, they are disturbing, but I'd posit that on this front the United States really is safer now than it was a decade ago.  The only organization capable of launching a coordinated terrorist strike against the United States is now a husk of its former self.  Indeed, I'd wager that Miller's emotions, or his memory of 9/11, are getting in the way of dispassionate analysis. 

In essence, Miller conflates the number of possible threats with a greater magnitude of threats.  I agree that there are more independent threats to the United States out there at present, but combined, they don't stack up to the Soviet threat.  To put it another way, I prefer avoiding a swarm of mosquitoes to one really ravenous bear. 

In related exaggerated threat analysis, Matthew Kroenig argues in Foreign Affairs that an airstrike on Iran might be the best of a bad set of options in dealing with Iran.  This has set poor Stephen Walt around the bend in response, as op-eds advocating an attack on Iran are wont to do

I've generally found both sides of the "attack Iran" debate to be equally dyspeptic, but in this case I do find Kroenig's logic to be a bit odd.  Here's his arguments for why a nuclear Iran is bad and containment is more problematic than a military attack: 

Some states in the region are doubting U.S. resolve to stop the program and are shifting their allegiances to Tehran. Others have begun to discuss launching their own nuclear initiatives to counter a possible Iranian bomb. For those nations and the United States itself, the threat will only continue to grow as Tehran moves closer to its goal. A nuclear-armed Iran would immediately limit U.S. freedom of action in the Middle East. With atomic power behind it, Iran could threaten any U.S. political or military initiative in the Middle East with nuclear war, forcing Washington to think twice before acting in the region. Iran’s regional rivals, such as Saudi Arabia, would likely decide to acquire their own nuclear arsenals, sparking an arms race. To constrain its geopolitical rivals, Iran could choose to spur proliferation by transferring nuclear technology to its allies -- other countries and terrorist groups alike. Having the bomb would give Iran greater cover for conventional aggression and coercive diplomacy, and the battles between its terrorist proxies and Israel, for example, could escalate. And Iran and Israel lack nearly all the safeguards that helped the United States and the Soviet Union avoid a nuclear exchange during the Cold War -- secure second-strike capabilities, clear lines of communication, long flight times for ballistic missiles from one country to the other, and experience managing nuclear arsenals. To be sure, a nuclear-armed Iran would not intentionally launch a suicidal nuclear war. But the volatile nuclear balance between Iran and Israel could easily spiral out of control as a crisis unfolds, resulting in a nuclear exchange between the two countries that could draw the United States in, as well.

These security threats would require Washington to contain Tehran. Yet deterrence would come at a heavy price. To keep the Iranian threat at bay, the United States would need to deploy naval and ground units and potentially nuclear weapons across the Middle East, keeping a large force in the area for decades to come. Alongside those troops, the United States would have to permanently deploy significant intelligence assets to monitor any attempts by Iran to transfer its nuclear technology. And it would also need to devote perhaps billions of dollars to improving its allies’ capability to defend themselves. This might include helping Israel construct submarine-launched ballistic missiles and hardened ballistic missile silos to ensure that it can maintain a secure second-strike capability. Most of all, to make containment credible, the United States would need to extend its nuclear umbrella to its partners in the region, pledging to defend them with military force should Iran launch an attack (emphasis added).

OK, first, exactly who is bandwagoning with Iran?  Seriously, who?  Kroenig provides no evidence, and I'm scratching my head to think of any data points.  The SCAF regime in Egypt has been a bit more friendly, but Turkey's distancing is far more significant and debilitating for Tehran's grand strategy.  Iran's sole Arab ally is in serious trouble, and its own economy is faltering badly.  The notion that time is on Iran 's side seems badly off. 

Second, Kroenig presume that a nuclear Iran would be more aggressive in the region and more likely to have a nuclear exchange with Iran.  I will again point to India/Pakistan.  Despite similar religious divides, and despite the presence of pliable non-state actors, those two countries have successfully kept a nuclear peace.  Kroenig might have an argument that Israel/Iran is different, but it's not in this essay.   Indeed, the bolded section contradicts Kroenig's own argument -- if Iran is not prepared to use its nuclear weapons, it seems unlikely that it will escalate crises to the point where its bluff is called.  If Kroenig's own scholarship suggests that America's nuclear superiority would still be an effective deterrent, then I'm not sure why he portrays the Iran threat in such menacing terms. 

There's more, but this post is long enough anyway.  Both Kroenig and Miller are correct to highlight current threats.  But, to put it gently, until all of these threats, combined, can cause this to happen in under an hour, I'm sleeping soundly. 

Am I missing anything? 

Posted By Daniel W. Drezner

You know, the one thing the people on the left and the right in this country seem to agree about is that everything must be done to enable America's "job creators." 

I bring this up because The Fletcher School is, well, creating a job

Assistant Professor of International Political Economy

Rank of assistant professor beginning September 2012. While we are open to specialty, consideration will be given to candidates with a substantive interest in emerging market economies or Europe and a methodological interest in quantitative approaches (emphasis added).

Review of applications will begin January 3, 2012.  Questions relating to this search should be emailed to IPEsearch-at-Tufts.edu

Now I know there's just a booming market for junior IPE types, so I'm sure no one reading this will be interested in a tenure-track position in the Boston area.  Still, I thought I'd put it out there. 

And, now that my home institution is actually creating a job, I'd like all of the tax cuts and subsidies that politicians seem so eager to proffer nowadays.  That, or a dedicated parking spot. 

Posted By Daniel W. Drezner

Mary Carmichael has a fascinating story in the Boston Globe on how many American universities, which were so keen to create ocerseas satellite campuses, are now retrenching.  The disturbing part of the story is the "monkey see, monkey do" nature of the international expansions of the past decade: 

Over the last decade, universities spurred by dreams of global cachet - and, sometimes, by foreign governments eager to underwrite them - built or rented whole campuses and offered Western-style education abroad. But now some schools are running out of cash as they struggle to attract enough students and develop a viable business model....

From 2006 to 2009, the roster of international branch campuses grew by 43 percent, according to the Observatory on Borderless Higher Education, a British research firm. Qatar drew an all-star list, including Cornell, Georgetown, Northwestern, and Carnegie Mellon. By 2009, the United Arab Emirates had 40 international branches.

Middle-ranking colleges felt pressure to compete, even though some could not get foreign governments to pay their bills. The University of Nevada, Las Vegas, went to Singapore. City University of Seattle went to Switzerland. Troy, a public university in Alabama, founded 14 global branches.

“Some American campuses went into it wanting to make money,’’ said Phillip Altbach, director of the Boston College Center for International Higher Education. “But many of them got into it for prestige, planting the flag overseas, a presidential feeling that they needed to be doing adventurous things.’’

Not everyone shared that vision. Harvard, for instance, has not founded any international branch campuses recently. Neither did MIT nor Tufts University.

“Every time I looked at one of these deals I said, ‘No, I don’t think so,’ ’’ said Lawrence Bacow, who has been a high-ranking administrator at all three schools. “Philosophically, I think there’s an important role for higher ed to play in the developing world, but it’s not to create knockoffs of what we do here.’’

Five things: 

1)  Go, Jumbos!!  In your face, rest of higher education outside of the Boston area!!! 

2)  The logic of expanding overseas because of "prestige, planting the flag overseas, a presidential feeling that they needed to be doing adventurous things" is a depressing data point about the ways in which the academy can be slaves to intellectual and business trends.

3)  To be fair, I'm not sure this story tells the whole, er, story.  There's no mention of the how the 2008 financial crisis and Great Recession might have affected the viability of these expansion plans.  There's also nothing on the spread of distance learning.  Fletcher's Global Masters of Arts Program, for example, combines a few intensive weeks of on-location education with a lot of online interaction.  So although the tenor of this story is about the retrenchment of American universities, there are compensating trends that are still pushing American universities into the global marketplace. 

4)  Carmichael notes that one reason for retrenchment has been the difficulty of maintaining the quality of academic standards abroad.  This is encouraging yet still modestly surprising.  Why hasn't an American university gone the "f**k it, let's become a diploma mill" route as a way of making money?  Why hasn't any university done this? 

I suspect this might be one powerful virtue of the university degree functioning as a credential, but I'm curious to hear thoughts about this in the comments. 

5)  I'm thinking that Suffolk University's PR people can't be pleased with this kicker to the story:

At the end of last semester, Suffolk finally abandoned Dakar. It did not, however, abandon its students. Almost all have transferred to Boston under a special deal that charges them $10,000 in tuition, the same they paid when attending the Dakar branch and about one-third what their classmates pay. Suffolk foots the rest.

The students are adapting, though it is not easy. They dread winter and think the city’s buildings all look the same: impersonal. Some of their classmates have asked well-meaning but ignorant questions. Did they grow up living in trees? Isn’t Africa a great country? (emphasis added)

Posted By Daniel W. Drezner

Are you an easily befuddled academic?  Have you heard about Twitter but are afraid of new-fangled Web 2.0 technologies?  Would you like to know more? 

If so, the London School of Economics is ready to help you out!  They have produced this useful Twitter guide for academics to help even the most technophobic of professors master this technnology, in just a few easy steps.  Go check it out!

My only criticism of the guide is that LSE's three categories of tweets -- "substantive", "conversational" and "middle-ground" -- leaves out the bulk of academic tweets I tend to read and write, which would best be categorized as "snarky." 

[This blog post feels... strange and old-fashioned--ed.]  This is the biggest effect of Twitter on blogging -- this kind of post is now practically obsolete.  An entire category of "linking" posts that I used to write with decent frequency have been supplanted by tweets containing a url and a one-sentence descriptor/critique.  The only reason I'm blogging this one is that a tweet wouldn't reach the desired audience of Academics Who Are Scared of Twitter. 

Posted By Daniel W. Drezner

With the passing of APSA and the dawning of Labor Day, it's time for people to go back to school and Think Deep Thoughts.  In the realm of international relations theory, Thanassis Cambanis' essay in the Sunday Boston Globe Ideas section is a great starter course for thinking about the way the world works.  His basic thesis:

Instead of a flurry of new thinking at the highest echelons of the foreign policy establishment, the major decisions of the past two administrations have been generated from the same tool kit of foreign policy ideas that have dominated the world for decades. Washington’s strategic debates - between neoconservatives and liberals, between interventionists and realists - are essentially struggles among ideas and strategies held over from the era when nation-states were the only significant actors on the world stage. As ideas, none of them were designed to deal effectively with a world in which states are grappling with powerful entities that operate beyond their control....

As yet, no major new theory has taken root in the most influential policy circles to explain how America should act in this kind of world, in which Wikileaks has made a mockery of the diplomatic pouch and Silicon Valley rivals Washington for cultural influence. But there are at least some signs that people in power are starting to try in earnest. Secretary of State Hillary Rodham Clinton has openly integrated the search for a new paradigm into her policy making. In universities, think tanks, and the government, thinkers trying to grapple with this fluid world structure are finally getting attention in the circles where their ideas could shape policy.

Read the whole, provocative thing -- if you agree with Cambanis' arguments, then it certainly represents a data point in favor of Anne-Marie Slauighter's vision of how world politics operates

My onlytweak of Cambanis' essay is that he repeatedly stresses the need for a new generation of strategic concepts and international relations theories to guide U.S. grand strategy, and then lists as examples the following: 

Joseph Nye, a Harvard political scientist who served in the Carter and Clinton administrations and has advised Secretary of State Clinton, was one of the pioneers. In the 1990s, he coined the term “soft power,” arguing that sometimes the most effective way for America to promote its interests would be through influencing global health and the environment, or culture and education. His latest book, “The Future of Power,” counsels that America can preserve its influence if it reconceives its institutions and priorities to deal with a world where the energy is shifting from the West to the East, as well as from states to non-state actors. Michael Doyle at Columbia University, a seminal theorist whose idea of a “democratic peace” in the 1990s crucially inflected policy with the belief that democracies don’t fight each other, now talks about the notion of an age of the “empowered individual,” where lone actors can alter the trajectory of states and of history as never before. Stephen Walt, also at Harvard, argues that in the new era America simply needs to start by acknowledging its limits: that with less muscle and less extra money, the first step will be to streamline its goals in a way that so far politicians have been loath to do.

No offense to Joseph Nye, Michael Doyle, and Steve Walt -- these are Great Men of interntional relaions thought.  The notions that Cambanis lists here, however, are not "new" in any sense.  Which leads me to wonder whether Cambanis has defined the problem correctly.  Is it that international relations theory has gone stale... or is it simply that the wrong set of existing theories are in vogue today? 

What do you think? 

Over at Abu Muqawana, Andrew Exum and Erin Simpson provide a useful breakdown of the choices available for those misbegotten fools young people thinking about getting a graduate degree in international affairs of some kind.  Not surprisingly, the choice is highly contingent on a) your level of patience; and b) what you want to do with the degree afte you graduate. 

Besides the criminal omission of The Greatest International Affairs Program in the World, I have only one cavil to their analysis.  When they discuss getting a Ph.D. in the first place, they note: 

[H]ere’s the dirty secret about DC. Everybody wants to hire PhDs, but most people don’t know anything about them. They won’t read your dissertation, they aren’t going to call your advisor (thank goodness), and most won’t know until it’s too late whether you’ve actually been trained in anything useful. So if you just want the credential, stop reading now and just find the cheapest, quickest program and git ‘er done.

And here I must dissent on one minor point and one major point.   First, a small correction:  if you're trying to get a job in DC and you're a newly-minted Ph.D., damn straight your advisor will get a phone call.  This doesn't always happen, but it's more likely than not.  I've been on the receiving end of several of these since arriving at Fletcher.  True, one could always try not to list your advisor as a reference.  The thing is, that is a massive red flag signaling that your advisor doesn't think all that much of you. 

Now, the major point:  if your goal is to just get the Ph.D. credential, do not "find the cheapest, quickest program and git ‘er done."  Instead, just run away -- run away as fast as you can. 

I've said this before and I'll say it again -- there is no such thing as grinding out a Ph.D.  People who think that can "gut out" a dissertation will never finish it.  Unless you love whatever it is you're writing about, you'll never finish.  You'll hate the topic at some point -- and without the love, you'll find other ways to occupy your time than dissertating.  This is particularly true at lower-ranked Ph.D.-granting institutions, because all of them aspire to be higher-ranked Ph.D.-granting institutions and believe the only way to do that is to "tool up" their students to within an inch of their lives. 

This is one way in which a Ph.D. is different from a JD, an MBA or an MA.  Coursework can be gutted out, as can exams.  Writing 75,000 words on a topic requires something else, and anyone who tells you differently is selling you something

Because most traditional Ph.D. programs start out with coursework, I'll understand, dear readers, if you don't believe me.  To take advantage of the pedagogical tools of the Internet, however, here's the best video I know that captures this decision: 

And, just to be clear, aspiring Ph.D. students:  I'm the guy with the weird Scottish accent, the bunny is the Ph.D. program, and all y'all are the ones suffering from the blood and gore. 

Unless you really want to kill that bunny, just walk away. 

Darren McCollester/Getty Images

Earlier this week Walter Russell Mead blogged about the mortal danger facing a prominent international relations theory:

American fast food continues to worm its way ever deeper into Pakistani affections. Hardee’s recently joined McDonald’s in Islamabad and both are doing well, says the Washington Post.

Since McDonald’s is also thriving in India, an IR theory is about to be put to a test. The “McDonald’s theory” holds that no two countries with McDonald’s in them will ever go to war. Once you have a middle class big enough to support hamburger franchises, the theory runs, war is a thing of the past.

I wish. The 2008 war between Russia and Georgia dealt the theory a blow; an India-Pakistan war would be the end.

Whether or not that happens, the theory is a bust. Countries often become more militaristic as their middle classes rise.

A touch a touch, I do confess it!! It appears that the collective reputation of international relations theory has been tarnished, yet -- wait a second, who came up with that theory in the first place?

As it turns out, it was not some academic IR theorist like me, but rather a Prominent Foreign Affairs Columnist of Some Renown … kinda like Mead (but not really). Yes, it was indeed Tom Friedman who first suggested "The Golden Arches Theory of Conflict Prevention."

Mead concludes that the theory is a bust, and Wikipedia appears to back him up:

[T]he NATO bombing of Serbia proved the theory wrong, though in a later edition Friedman argued that this exception proved the rule: the war ended quickly, he argued, partly because the Serbian population did not want to lose their place in a global system "symbolised by McDonald's" (Friedman 2000: 252–253).... In 1998, McDonald's host countries India and Pakistan fought a border war over Kashmir. While not a full scale war, both countries flaunted their nuclear capabilities. At least two wars between McDonald's hosting nations have occurred since the NATO bombing of Serbia: the 2006 war between Israel and Lebanon; and the 2008 conflict between Georgia and Russia over South Ossetia.

(Actually, Wikipedia is underestimating how many times the Golden Arches Theory of Conflict Prevention has been falsified … according to Wikipedia. The Kargil War was in 1999, not 1998, and according to casualty estimates, there were more than 1,000 battle deaths, which meets the standard definition of a war.)

Empirical quibbles aside, this certainly falsifies Friedman's original "strong" hypothesis of "no two countries that both have a McDonald's have ever fought a war against each other." The thing is, international relations theories are kinda like … er … zombies. Even if you think you've killed them off, they can be revived.

Let's water down Friedman's strong hypothesis a bit. Is it true that, "two countries that both have a McDonald's are significantly less likely to fight a war against each other?" Mead thinks the answer is no, but my hunch is that it would be yes. A cursory glance at the scholarly literature suggests that no one has actually tested it, so … get to it, aspiring MA thesis writers!!

That said, even if the weaker version was true, would it be useful from either a theoretical or policy perspective? I think the answer here is no, and this is one important way in which academic IR theorists do better than, say, Tom Friedman. The comparative advantage of the Golden Arches Theory is pedagogical -- it's easy to explain to anyone. The problem is that McDonald's is really an intervening variable and not the actual cause of any peace. And while IR scholars sometimes roll their eyes at democratic peace theory, the literature has produced significant progress about the ways in which that hypothesis is constrained (in a world of democratizing states, for example).

Mead is correct to observe that this particular IR theory is in trouble. I'm marginally more sanguine about the state of academic IR theory overall, however.

MIRA OBERMAN/AFP/Getty Images

Posted By Daniel W. Drezner

As I noted last month, I gave a small talk to the International Policy Summer Institute's Bridging the Gap project.  As a spur to the participants, I offered to publish the best blog post submitted to yours truly

And the winner is.... Nuno Monteiro, an Assistant Professor of Political Science at Yale.  Nuno's entry is a public service post, because it provides a rundown of the lessons he learned at IPSI about how political scientists can be relevant to policymakers: 

Bridging the Gap between Academia and Policy

Nuno Monteiro

After a terrific week of briefings at IPSI on how political scientists can contribute to policy, here are twelve rules I distilled:

1. There are many ways of influencing policy, both direct and indirect. You can exert direct influence by working for the government or for a think-tank. You can also exert indirect influence by publishing blog posts (either as a guest or regular blogger), opeds, policy articles, and doing media. Create a strategy that includes both types of influence.

2. The dichotomy between scholarship and policy is largely false. Most political science topics have policy implications, so think through a topic in scholarly and policy terms. These often cross-pollinate. The key is to choose research topics that allow for double-dipping: topics that have both scholarly import and policy relevance. Then produce scholarly and also policy-oriented products.

3. There are four types of products academics can provide to policymakers. Framework: what's the appropriate theory or historical analogy to understand recent events? Data: what are the patterns and what should the ground truths be? Forecast: what are the possible scenarios? Advice: what should we do?

4. Be willing to be wrong. Even if it is a probabilistic judgment, accept the risk of taking a position.

5. Don't be shy, but don't be a pain. Put your stuff out, send feelers to think-tanks and journals, but make it short.  Any pitch -- for a piece, an oped, a research project -- that takes more than two minutes to read is too long. Be persistent but not insistent (i.e., don't pitch the same idea twice to the same place).

6. Keep a twin-track curriculum. Think-tanks offer opportunities for non-resident fellows, in which you are asked to join a few events every year, write a report, or join a taskforce. This enables you to have a twin-track curriculum in which you always have an academic and a policy affiliation.

7. There are six qualities policymakers appreciate. Be engaging, constructive, future-oriented, discreet, concise, and have pity on those who have to make decisions. And remember, you're an expert, not a pundit.

8. Don't think of a policy piece as a lesser version of a research piece. Policy pieces are not dumbed-down research pieces. They must have specific policy recommendations. Seek to understand what policymakers need before you seek to be understood.

9. Maximize different networks. Don't just network in academia. Try to build networks in media, think-tanks, and government. Attend events and follow up.

10. Get institutional cover and buy in. Give your bosses a sense of why it is that you want to engage in policy debates, and of how this is a plus for your institution.  If there's a chance that something you wrote or said is controversial and will make a splash, give your boss a heads-up in advance.

11. Look for moments in which your specialty is in high demand. There will come a moment when everyone will want to know about your specialty. You should be prepared for when that opportunity arrives. If possible, take the obituary-writer approach: write drafts of possible blog posts, opeds, or policy pieces addressing a problem you see brewing. Then send them out fast.

12. Pick your battles and mix vanilla with habanero topics. If you only do vanilla topics you'll get bored, but if you only do habanero topics you'll get tired and also potentially lose your credibility. Aim for the sweet spot between being an organic intellectual and becoming seen as a wacko.

What say ye, readers -- has Nuno missed anything? 

Posted By Daniel W. Drezner

Your humble blogger has been rather persistent in pointing out the virtues of bridging the gap between international relations scholars and policymakers, and rather adamant in insisting why this hasn't happened

[T]he fundamental difference between economic policy and foreign policy is that the former community accepts the idea that economic methodologies and theory-building enterprises have value, and are worth using as a guide to policymaking.  This doesn't mean economists agree on everything, but it does mean they are all speaking a common language and accept the notion of external validity checks on their arguments. 

That consensus simply does not exist within the foreign policy community.... Many members of the foreign policy community explicitly reject the notion that social science methodologies and techniques can explain much in world politics.  They therefore are predisposed to reject the kind of scholarship that political scientists of all stripes generate.   This might be for well-founded reasons, it might be simple innumeracy hostility to the academy, or it might be a combination of the two.  I'd love to have a debate about whether that's a good or bad thing, but my point is that's the reality we face.

Now I see in The Forum that James Lee Ray is also arguing that political science merits a greater role in foreign policymaking. The abstract for his article:

Foreign policy decision makers tend to rely on historical analogies. The “surge” in Afghanistan, for example, was inspired in part by the “surge” in Iraq. Processes for dealing with foreign policy issues involving the wars in Iraq and Afghanistan were substantially different from those processes in the Bush and Obama administrations aimed at dealing with economic crises in 2008 and 2009. The latter processes were influenced extensively by economists, especially in the Obama administration. The decisions to send additional troops to the wars in Iraq and Afghanistan involved relatively few political scientists. More substantial input from political scientists in the decision making process about the surge in Afghanistan might have produced more knowledgeable and informative analyses of relevant historical and political data in the form of structured focused comparisons of the wars and counterinsurgency campaigns in Iraq and Afghanistan, as well as analyses and interpretations of data on larger numbers of cases pertaining to broader phenomena of which the US interventions in Iraq and Afghanistan are examples. Perhaps political scientists deserve a role within foreign policy making processes more similar to that reserved for economists in processes focusing on economic issues.

Within the article itself, Ray is quite explicit in comparing the influence of political scientists to economists:

[I]t is probably safe to say that no President would consider appointing anyone but economists to the Council of Economic Advisers. So perhaps there could be a space for political scientists in foreign policy-making processes analogous to that niche for economists on the Council of Economic Advisers in processes set in place by the U.S. government to deal with economic issues?...

It is true, perhaps, that economics  is a more coherent academic field of inquiry than political science, or than the subfield that deals with international politics. Perhaps for that reason, economists are better placed to offer advice to governmental decision-makers than are political scientists. Nevertheless, the argument here is that the greater deference shown to economists by government officials when economic issues are dealt  with than that accorded to political scientists when foreign policy issues arise is not entirely justified....

If the argument here is valid, then perhaps there should be more space set aside in foreign policy-making processes  in the U.S. government for political scientists. For example, perhaps National Security Advisers should be political scientists, for reasons analogous to those  that have up to this time led to the appointment of nothing but economists to the Council of Economic Advisers. 

I pretty sympathetic with Ray's conclusions, and therefore I really, really want to agree with his causal logic.  It's just that I don't. 

The gist of Ray's evidence is that the Obama administration relied on analogical reasoning in deciding on the Afghan strategy in 2009, and therefore concluding that a "surge" there would work as it did in Iraq.  If more political scientists had been in the room, Ray posits, perhaps this cognitive failure would have been avoided.  In comparison, Ray observes that the Iraq surge decision was lousy with advanced poli sci degrees (including David Petraeus, William Luti, Eliot Cohen, J.D. Crouch, and FP's own Peter Feaver). 

There are a few holes in this analysis.  First, I'm not totally sold on the cases used by Ray.  True, political scientists played a large role in the surge decision in Iraq, which is conventionally viewed as having worked.  The thing is, political scientists (Condoleezza Rice, Paul Wolfowitz, William Kristol) played an even larger role in the decision to invade Iraq , which is conventionally viewed as having not worked.  Ray's case slection is too circumscribed. 

Second, had Obama consulted more international relations scholars, he would have received perfectly muddled advice.  Ray himself acknowledges this: 

The evidence just reviewed that is potentially relevant to the decision by the Obama Administration about the surge in Afghanistan tends to point in diverse directions. Some of it casts doubt on the prudence of the Obama Administration’s decision to send 30,000 more troops to Afghanistan, while other findings could be used to support that decision.

Had Obama or his advisor consulted extensively with academic IR specialists, he still would have needed to exercise political judgment to determine which advice was worth following. 

To be clear, I strongly favor having more Ph.D.s in political science in the loop on foreign policy decisionmaking.  I'm just not sure Ray's case is all that persuasive. 

What do you think? 

Alex Wong/Getty Images

To commemorate the fifth-year anniversary of being denied tenure, the Official Blog Wife and I have joint essays in the Chronicle of Higher Education today on the aftereffects of that decision.  For most people who are denied tenure, the costs are financial, familial and emotional.  In my own idiosyncratic case, I was fortunate enough to be spared the first two of the three, which allowed this to be a "controlled case" focusing solely on the emotional legacy. 

My big takeaway:

Indulging in "What happened?" musings is inevitable—indeed, most social scientists are trained to search for underlying causes. But a good social scientist must also be wary of overdetermined outcomes. There is always the element of chance to any outcome. Get 20 tenured academics in a room, and that stochastic element explodes. After five years, I've grown comfortable with the idea that there is a limit to how much I will ever know about what happened. But it took nearly all five of those years to reach this point.

To be blunt, my wife's essay is much better than mine, and is chock-full of embarrassing anecdotes like this one: 

My husband is one of the most confident people I know. This is both attractive and exasperating. We once had a disagreement about the meaning of a word. When I read the dictionary definition to him, he said the dictionary was wrong. The rabbi who married us compared him to Jacob in her sermon, saying, "Jacob argued with God."

So read all of her esaay, if nothing else. My only regret is that the Chronicle did not post her full tagline, which should have read, "Erika Drezner is a social worker and coordinator of teen services at the Asperger’s Association of New England.  She has learned over time that when arguing with Dan she is right all of the time."

Your humble blogger is currently knee-deep in dissertation prospectuses (prospecti?), a rather curious literary form.  Here at the Fletcher School, a dissertation prospectus is a Ph.D. student's attempt to describe his or her dissertation topic, including the central puzzle, the deficiencies in the existing literature, the proposed hypotheses and the testing strategy. 

A prospectus runs about 60-80 pages and, to be blunt, is extremely painful to both authors and readers.  It's painful for the authors because, after having spent most of graduate school ripping what they read to intellectual shreds, they discover that coming up with their own original arguments is actually a pretty challenging experience.  It's painful for the readers because it's the academic equivalent of teenage poetry -- there's a lot of strong feelings and beliefs surging through the text in a thoroughly out-of-control and ungainly manner (and that's the final version of the prospectus -- you can only imagine what the draft versions of these documents look like).  Indeed, the adolescence metaphor works astonishingly well -- I have engaged or witnessed many a conversation like the following: 

Ph.D. ADVISOR:  I think you should stop reading Wendt [or insert other trendy academic name here].  I don't like the way his arguments are shaping your argument.

Ph.D. STUDENT:  But you don't understand!!  I love him -- as much as love can be socially constructed!!  He's let me see the world in a whole new way.  He's the key to everything!!!

Ph.D. ADVISOR:  You're writing a dissertation on cooperation among transnational criminal groups -- I just don't think his argument works here.

PH.D. STUDENT:  How would you know which arguments work and which ones don't?!  When was the last time you read someone who moved you -- the Stone Age?!  I bet you've never read a piece of constructivist scholarship in your life.  You don't understand me at all!!!!!

Ph.D. ADVISOR:  Calm down -- I just think you might be better off if you read other people is all.  This is just an intellectual crush.  It will pass. 

Ph.D. STUDENT!!!  No!! Never!!  I've never read anyone else who can speak to my topic like him.  Wendt and I will stay together forever!!   

Usually, the final dissertations look significantly better -- and thank God for that. 

As you might surmise, this is not an easy literary form to conquer, and in most cases is just a hoop that should be jumped through as quickly as possible.  Reading a bunch of these back-to-back can cause one to start muttering about how grad students ain't what they used to be and what-not.  I am usually able to resist such mutterings by forcefully reminding myself that my own dissertation prospectus was such a bland and vague piece of crap ("I want to write something about sanctions") that I purged it from my hard drive as soon as possible in order to thwart all my future biographers achieve some peace of mind. 

Every once in a while, however, a Ph.D. student hits upon the delicate alchemy of fear and arrogance necessary to write an engaging prospectus that suggests an excellent dissertation.  Maybe not even an excellent prospectus, but just a scintillating paragraph or two that suggests the student's intellectual trajectory is really, really promising. 

This morning I stumbled across one of those paragraphs in a fascinating prospectus on international water boundary disputes (really!), which I now share with you: 

While other water law studies have attempted to analyze the origins of water law, the study of water law in ancient societies tends to be cursory and rife with misnomers and mistakes. For instance, most cite the Hammurabi Code as the oldest water law, when with little effort it is easily discoverable that both the codes of Lipit Ishtar and Ur Nammu both contain water provisions, pre-date Hammurabi by at least 250 years, and clearly provide the normative underpinnings on which the Hammurabi Code was constructed.   This study will therefore seek to build a solid historical foundation on which to ground further analysis of modern transboundary water law.

It's the phrase "easily discoverable" that tickled my intellectual fancy -- and, fortunately, the rest of the prospectus appears to back up the promise of that paragraph. 

It's moments like these that forcefully remind me that, for all of the problems and pathologies with the modern academy, I really, really, really, really love my job. 

I'm starting to read Dani Rodrik's provocative book The Globalization Paradox, which is well-written, accessible, and (so far, at least) quite fair-minded with respect to the various economic debates over the costs and benefits of globalization.  It's also, really, a book of political economy, so it's nice to see that, based on his footnotes, Rodrik has more than a passing familiarity with political science in general and global political economy in particular. 

I'll blog more about Rodrik's substantive arguments once I've  finished the book, but I wanted to take this opportunity to offer a mild dissent from an early point he makes about the social sciences.  In his introduction (p. xx), Rodrik argues that the ideas of economists are very powerful -- more powerrful than the other social sciences.  Why?: 

It is perhaps natural for an economist like me to think that ideas--and economists' ideas in particular--matter a whole lot.  But I think it is hard to overestate the influence that these ideas have hadf in molding our understanding of the world around us, shaping the conversation among politicians and other decisionmakers, and constraining as well as expanding our choices.  Political scientists, sociologists, historians, and others would no doubt claim equal credit for their professions.  Policy choices are surely constrained by special interests and their political organization, by deeper societal trends, and by historical conditions.  But by virtue of its technical wizardry and appearance of certitude, economic science has had the upper hand since at least the end of World War II.  It has provided the language with which we discuss public policy and shaped the topology of our collective mental map (emphasis added).

Now, Rodrik is correct up to a point.  Economists have been viewed as being at the head of the ssocial sciences for quite some time, and their unity of method probably has something to do with it.  That said, this explanation only goes so far.  As many have lamented, the field of international relations has increasingly embraced the tools of economics to develop and test theories, and yet the foreign policy community has not displayed an equal eagerness to have the topology of their mental maps shaped by this kind of analysis.  Rodrik does not explain why economic policymakers decided to accept these methods as a valid basis to form policy. 

To repeat a point I made a few months ago: 

[T]he fundamental difference between economic policy and foreign policy is that the former community accepts the idea that economic methodologies and theory-building enterprises have value, and are worth using as a guide to policymaking.  This doesn't mean economists agree on everything, but it does mean they are all speaking a common language and accept the notion of external validity checks on their arguments. 

That consensus simply does not exist within the foreign policy community.... Many members of the foreign policy community explicitly reject the notion that social science methodologies and techniques can explain much in world politics.  They therefore are predisposed to reject the kind of scholarship that political scientists of all stripes generate.   This might be for well-founded reasons, it might be simple innumeracy hostility to the academy, or it might be a combination of the two.  I'd love to have a debate about whether that's a good or bad thing, but my point is that's the reality we face.

I had this observation confirmed in conversations I had with a political scientist working for the current administratioon who shall remain nameless.  Whenever this person attempted to discuss generic political science observations in a staff meeting, the inevitable response by someone in the room was, "well, that sounds nice in theory, but it doesn't apply to this concrete situation."  I guarantee you that no one has ever said anything like that to Ben Bernanke in a policy setting. 

So, to sum up:  when economists use formal models, it's technical wizardry.  When political scientists do the same, it's hidebound scholasticism. 

There's a supply side and a demand-side to the interactions between academics and policymakers.  Both economists and political scientists have supplied copious amounts of high-quality research, much of it relying on formal models and statistical tests.  On the demand side, however, only one group of policymakers has embraced this research with open arms. 

Am I missing anything? 

Last week I received the following news release from the National Research Council:

A new report from the National Research Council recommends that the U.S. intelligence community adopt methods, theories, and findings from the behavioral and social sciences as a way to improve its analyses.  To that end, the Director of National Intelligence (DNI) should lead a new initiative to make these approaches part of the intelligence community’s analytical work, hiring and training, and collaborations.

The report, which was requested by the Office of the Director of National Intelligence, urges the intelligence community to routinely evaluate the performance of its analytical methods.  One important step in that direction is to attach whenever possible numeric probabilities with uncertainty estimates for the events that analysts assess and forecast.  Without explicit quantifiers, analysts cannot communicate their conclusions clearly or evaluate the accuracy of their analyses over time. Policymakers need to know how confident analysts are and how well they understand the limits to their knowledge, the report emphasizes.  It recommends many specific steps that DNI can implement as part of analysts’ everyday work. 

"The social and behavioral sciences have long studied topics central to analysts’ work, such as how people evaluate evidence and collaborate on difficult tasks,” said Baruch Fischhoff, chair of the committee that wrote the report and professor of social and decision sciences and of engineering and public policy at Carnegie Mellon University, Pittsburgh. “That research has had some impact on that work. Our report shows how the community can take full advantage of that research – and of its dedicated analysts – by adopting an evidence-based approach to its own analytical methods.  We envision a community engaged in continual learning, both absorbing scientific research into the analytical process and evaluating its own performance."

Now, this all sounds good to this social scientist's ears, but there's one little thing nagging at me.  A quick glance at the "Committee on Behavioral and Social Science Research to Improve Intelligence Analysis for National Security" reveals the following membership:  four psychology professors, three political scientists, three business professors, and a public policy professor. 

Now, no offense, but is it really shocking that a group of social and behavioral scientists conclude that their work should be embraced more by the intelligence community? 

None of this is to say that I disagree with the report's findings.  I concur that the intelligence community should “ensure that the intelligence community (IC) applies the principles, evidentiary standards, and findings of the behavioral and social sciences.”  And I wholeheartedly agree that there should be more "exchange of expertise between the IC and academic research environments."  (Based on this survey, by the way, a fair percentage of IR scholars already do paid or unpaid work for the government). 

The tools of social sciences are not magic bullets, but they're actually quite useful, and I want analysts to rely on every tool in their cognitive arsenal.  To use a baseball metaphor, think of this report as suggesting that sabermetrics would be a useful complement to traditional scouting as a way of analyzing talent.. 

The thing is, as much as I might want to be viewed as a thoroughly detached and dispassionate expert on these questions, I fear that the rest of the world will view this an exercise in interest group lobbying.  The report would have been more persuasive if more "old-school" intelligence analysts had signed off on the report (though Thomas Fingar was one of the signatories). 

The latest issue of International Studies Review is a special symposium on theory and practice in international relations.  Thomas Weiss and Anoulak Kittikhoun edited the special issue.  The goal, according to them

This special presidential issue addresses the theory–practice question across major institutions and global challenges. First, what is the influence of scholars on institutions? What accounts for influence or the lack thereof? What type of future engagement should exist for scholars on these institutions? Second, what are acceptable theoretical approaches to a given global challenge? What are the existing policies and practices, and do they coincide with dominant scholarly approaches? What relationship would be most useful between theory and practice on any issue?... [T]hese pages explore the impacts of scholars on policymaking and institutions as well as the limitations of theory in responding to global challenges. Stereotypes obfuscate the complex reality that scholarship matters.

The whole issue is a real treat, including great articles by Bruce Jentleson and Ely Ratner on how to bridge the scholar/policymaker gap, Ann Florini on international relations theory and the rise of Cina and India, Roland Paris on failed and failing states, Elizabeth DeSombre on global environmental politics, Andrew Hurrell on global governance, and some zombie fanatic yours truly on targeted economic sanctions

This looks like it should be a great way to get policymakers interested in the academic study of world politics, and vice versa.  Of course, to be useful, it helps to be able to access the articles in the first place.  And since all of these essays appear to be subscriber-only, it looks like this is yet another brilliant self-inflicted wound demonstrating how academic journals guarantee their continued irrelevance in the policymaking world by hiding behind a friggin' paywall the bridging will be mostly on the academic side of the ledger. 

Posted By Daniel W. Drezner

As Laura Rozen, Michael Peel, Farah Stockman, Jon WienerJohn Sides, Siddhartha Mahanta & David Corn, and various reporters have observed, an awful lot of high-powered academics and academic institutions have some 'splainin to do about their relationship with Libya's Qaddafi family.

The Monitor Group ferried a number of high-profile international studies scholars, including Joseph Nye, Robert Putnam, Michael Porter, Francis Fukuyama, Nicholas Negroponte, and Benjamin Barber to the shores of Tripoli in an effort to burnish the regime's image. The London School of Economics and some of its faculty were deeply involved with Saif al-Islam al-Qaddafi, as he earned his Ph.D. there in 2007 with a dissertation on -- wait for it -- liberal democracy and civil society. Even FP's own Steve Walt went for a brief visit in 2010.

As the Qaddafi family has morphed from pragmatic strongmen to bloodthirsty killers, the fallout in the academic world has been uneven. On the one hand, Howard Davies resigned as the head of LSE in the wake of the Libyan revelations. The Monitor Group acknowledged in a statement that, "We … believed that these visits could boost global receptivity for Mr. Gaddafi's stated intention to move the country more towards the West and open up to the rest of the world. Sadly, it is now clear that we, along with many others, misjudged that possibility."

On the other hand, Benjamin Barber sounds totally unapologetic in his interview with FP. His basic message is that "second-guessing the past, I mean, it's just 20/20 hindsight." Then there's this response:

I mean, did LSE take Saif's money -- the Gaddafi Foundation money -- improperly? No, they all took it properly. And promised a scholarly center to study the Middle East and North Africa. And offer scholarships to students from the region. Just the way Harvard and Georgetown and Cambridge and Edinburgh have done -- not with Libyan money, but with Saudi money (look at Prince Alwaleed bin Talal). By the way, not just Monitor, but McKinsey, Exxon, Blackstone, the Carlyle Group -- everybody was in it. The only difference for Monitor was that it actually had a project that was aimed at trying to effect some internal change. Everybody else who went in, which is every major consultancy, every major financial group, went in to do nothing more than make big bucks for themselves. But now people are attacking Monitor because they took consulting fees for actually trying to effect reform and change.

Finally, there is an important background controversy here: It is about whether academics should stay in the ivory tower and do research and write books? Or engage in the world on behalf of the principles and theories their research produces? Do you simply shut your mouth and write? Or do you try to engage? This is an old question that goes back to Machiavelli, back to Plato going to Syracuse: Do you engage with power? Sometimes power is devilish and brutal; sometimes it's simply constitutional and democratic; but in every case, it's power, and to touch it is to risk being tainted by it.

My answer is that each person has to make their own decision. I don't condemn those who prefer the solitude of the academy, though they lose the chance to effect change directly; and I don't condemn those who do try to influence power, risking being tainted by it, even when power doesn't really pay much attention to them, whether its legitimate power like in the United States or illegitimate, as in Libya. The notion that there is something wrong with people who choose to intervene and try to engage the practice of democracy -- that they are somehow more morally culpable than people who prefer not to intervene -- is to me untenable.

Rereading his 2007 Washington Post op-ed, I think it's safe to say that Barber embraced sucking up to power juuuuuuuuust a wee bit more fervently than everyone else.

That said, the man has half a point here. As Ben Wildavsky has chronicled in The Great Brain Race, Western universities have been racing across the globe to set up additional revenue streams satellite campuses in authoritarian countries. Those schools that had no dealings with Libya likely do have dealings with the Gulf emirates, or China, or Russia, or … you get the point.

Furthermore, if you believe what Charles Kupchan writes in How Enemies Become Friends, it's precisely this category of interactions that potentially leads to reduced tensions between rival nations. Bear in mind that by 2006 Libya had renounced its WMD program and did seem somewhat interested in integrating itself into the West. Surely that's a moment when these kinds of interactions could havehad  an appreciable effect on a country's trajectory.

Another ethical question comes down to exactly how a scholar is engaging with a country. Engagement at the elite level, for example, has a greater potential for change, but also a great potential for "capture" by the authoritarian elite. Engagement with the population might have fewer moral quandaries (if there's a choice between teaching Saudi women* and not teaching Saudi women, for example, is not teaching really the morally correct option? ) but fewer opportunities for change.

There's an interesting quote in Farah Stockman's write-up that does stand out, however:

“The really nefarious aspect of [Monitor's parade of academics] is that it reinforced in Khadafy’s mind that he truly was an international intellectual world figure, and that his ideas of democracy were to be taken seriously,’’ said Dirk Vandewalle, associate professor at Dartmouth College and author of “A History of Modern Libya.’’ “It reinforced his reluctance to come to terms with the reality around him, which was that Libya is in many ways an inconsequential country and his ideas are half-baked.’’

In the Libyan case, maybe that is the best criteria for assorting ethical responsibility. For a scholar, engagement with power should not be automatically rejected, particularly if it means altering policies in a fruitful manner. When the exercise morphs into intellectual kabuki theater, however, then disengagement seems like the best course of action.

Those scholars who stopped participating after it was obvious that Qaddafi wasn't really interested in genuine change don't deserve much opprobrium. By that count, Barber really has a lot to answer for, while some of the others seem to have emerged relatively unscathed.

I'm curious what commenters have to say about this because I guarantee you one thing -- the more that autocratic regimes either buckle or crack down, the more this issue is going to come up for both universities and individual scholars.

[Full disclosure:  I taught a short course for Saudi women at Fletcher in the summer of 2009, and have absolutely no regrets about doing so.]

Posted By Daniel W. Drezner

Erik Gartzke, an associate professor of political science at UCSD and a man who's Google Scholar citation count makes me feel very, very small, sent me the following thoughts on political science and policy relevance.  I reprint them, below, without edits or comment:

ZOMBIE RELEVANCE

by Erik Gartzke

Dan Drezner's penchant for zombies may have yet another application.  In the policy relevance debate, political scientists are like Renfield, Dracula's sidekick (or possibly like Thomas the Tank engine if children are present).  We really want to be "useful."  I know of no other discipline that is so angst-ridden about mattering, even those that don't matter in any concrete, "real world" sense.  Obviously, what makes us different from poets, particle physicists, or Professors of Pediatric Oncology is that we study politics and occasionally imagine that this gives us some special salience to that subject.  Policy makers, too, want us to be "relevant," though I think what they have in mind differs in important respects.

There are three ways that political science can be relevant to politics.  On both sides of the debate, attention seems focused on only one of these roles.  Interestingly, each side has chosen a different role to emphasize.  First, academics could have expertise that is valuable in connecting policies to outcomes.  We have lots of examples of this.  Economists invented theories like adverse taxation and tools like GDP to help policy makers more effectively manage the economy.  Unfortunately, there are very few insights or tools from political science, and those we do have are either very narrowly relevant (i.e. techniques for gerrymandering congressional districts to achieve affirmative action objectives), or very imprecise (i.e. nuclear balancing).  Academic political scientists consciously _want_ this role, but the complaint from policy makers is that they do it poorly, providing policy guidance that is not expert enough, or overly nuanced and complex.  This would seem to imply that political science should remain in the ivory tower, developing better tools.  Instead, however, the argument appears to be that political science should give up these tools and practice a form of political consultation more comprehensible by the policy community.  One then has to ask why, and what this will achieve.  Is it the case, as many argue, that non-expert political scientists will be more useful?  Why?

Interestingly, one of the critical exceptions to the general trend, and examples where political scientists have prospered in Washington as experts, involves pollsters.  Survey methodology got its start in political science and has penetrated deeply into the political process, precisely because pollsters can provide valuable information to politicians and policy makers about cause and effect.  Pollsters are now even regulars as pundits, asked to shill for policies and politicians on the basis of their expertise. 

The second thing that academics can provide is thus credibility.  We can "speak truth to power" or perhaps just generally speak the truth, at least as we see it.  This could be valuable if policy makers themselves have become zombies, enslaved to a process that prevents them from stating things, even when obvious, that are unpopular or controversial.  We see this happening in processes such as the Base Closure Commission, where outsiders helped to smooth a transition that was politically difficult.  This kind of relevance is difficult, however, as politics is not really about the truth.  Paul Pillar, one of the protagonists the debate ("In your face, political science!") found this out, much to his regret.  One of the least zombie-like people in the national security bureaucracy, Paul was the perfect foil as author of the national intelligence estimate that legitimated the Bush policy of invading Iraq.  In his, and his boss's moment to speak truth, they propagated a politically-expiedent myth.  This kind of policy relevance really _is_ valuable to policy makers, especially since credibility is such a scarce commodity inside the beltway, and so valued elsewhere.  The problem, of course, from an academic perspective is that selling credibility has nothing directly to do with expertise and everything to do with what, for lack of a better phrase, was once called "moral turpitude."  The value in academics in holding forth in Washington may have as much to do on occasion with their _lack_ of contact with policy making, as with their putative expertise, at least in terms of credibility. 

A corollary to this is the role of academistic consultants, some with faculty positions, others with beltway connections, that provide "research" that feeds the beast of the Washington policy machine.  This can be financially rewarding, but the desire for funding leads to varying degrees of compromise, a zombification by extension.

The third contribution that academics can make to the policy community is one that all seem to agree upon, but which makes the least direct demand on political science as a substantive discipline.  The intellectual discipline of first getting a PhD and then practicing as an academic gives one an ordered, logical mind, which can then be applied to tasks in the policy community, as well as to more purely intellectual pursuits.  There is nothing wrong with this, but then again, there is nothing particularly unique about how political science does this that prevents scholars in other disciplines from applying themselves to policy making as well.  Indeed, this is what we observe.  Sociologists, economists, engineers and physicists (even the occasional poet) enter public service. 

-------------------------------------------------

What makes political science different from most other fields is that we have failed to resolve our conflict with our subject matter.  Poets report the human condition.  They do not expect to alter it, at least not permanently.  Physicians can make you better, so they do intervene, but their detachment is credible in the sense that they do not want to become illnesses.  No physicist I know of hankers to _be_ her subject matter, though of course we are all of us made of matter.  Political science alone wants to be different but engaged. 

Imagine suggesting to a congressional committee that Congress should abandon the forecasting models of the OMB as esoteric and speculative.  Try to suggest to someone like Paul Pillar that he should hanker after the "good old days" of pre-GDP census taking and data collection.  Economics became policy relevant in the first sense because it developed tools that could help policy makers better connect their actions with outcomes.  These are not perfect, as recent events illustrate, but they work better than the old way of doing things (i.e. whatever we did last time, or holding one's thumb up to the wind).  The problem is that political science does not yet have "killer apps" like GDP.  Optimists would say we are still working on these things.  Pessimists would say that they will never come.  I will not weigh in on that debate because in some sense it does not matter. 

The real point, however, is that the debate does not matter.  Either way, the search for policy relevance, as it is pursued by many in the policy community, makes no sense.
If you believe the optimists, then the correct role of political science is to get back in the kitchen (metaphorically) and cook up some good insights and tools so that we can eventually fulfill role number one.  If you are instead pessimistic and despair of political science ever achieving much headway in terms of expertise, then you should still prefer us in our academic enclaves, only occasionally venturing down from the mountain, since this is what gives us our credibility as unbiased agents.  The largely pessimistic perception of policy practitioners implies that they should treat political scientists like poets, or perhaps adherents of atonal music.  Someone gets it, but thank God it is hidden in academic cloisters!  This is perhaps what policy makers often do, as suggested by Paul Pillar's example of the debate between academics over perestroika witnessed by James Baker.

Another possibility is that those in the policy community wish academic political scientists were more like them for reason number three.  This, however, does not make much sense.  There can be no harm in making some political scientists esoteric if after all not everyone can move in policy circles.  The training of academic political scientists still provides disciplined minds.  Nor does it appear to be the case that there is a shortage of policy-eager political scientists to staff government bureaus and policy-focused beltway agencies and advocacy groups.  In this light, academic political science may be accused of leading the youth astray, but no more than poetry or physics departments.

So what is it that makes many in the policy community so uncomfortable with academic political science, and for that measure why are political scientists so anxious about being labeled as not policy relevant?  The best I can come up with again involves those zombies.  Zombies eat the living.  They move slowly, clumsily, if inexorably.  People who run away can escape the zombies.  So, the problem for zombies is that they cannot really catch unwilling prey.  Academic political scientists, for their part, are strangely attracted to these undead creatures.    They run, but not vigorously.  Having your brains eaten is bad, but still, it is nice to be valued for something in which you have considerable pride....
Academic political scientists keep looking back to see if they can make eye contact with one of those zombies, maybe share a good anecdote, provide some advice, secure funding for the next research project...

There is the hint of the symbiotic relationship between predator and prey, political scientist and policy community.  Each needs something from the other, even as both communities see the other as distant, alien.  Policy practitioner-political scientists who disdainfully remark that they cannot even read the American Political Science Review would never see the need to make such a comment about a journal like Solid State Physics, or the Journal of Philosophy.  Academic political scientists, for their part, should stop pretending that their main value to the policy community at present is in their expertise and fess up, if appropriate, to providing credibility or intellectual discipline (directly or through our students).

Becoming comfortable with this duality as a community also means embracing the differences that follow from that duality.  Some of us should be in the ivory tower, just like physicists, chemical engineers, and art historians.  In order for political science to fulfill the objective of expertise, it must --- like other fields of expertise --- become "expert", and unfortunately that really means becoming largely incomprehensible to all but those deeply enmeshed in the field or a particular subfield, at least for the purposes of "inhouse" debates.  Others will work best in applying, interpreting, or otherwise interacting with the "real world" -- though if this characterization of non-academia were true, we would not need anyone studying (i.e. how does one know the real world and still hanker after insights that would connect his-or-her actions with the (unknown) implications of policy?).  In any case, those of us on the academic side should stop teasing the zombies, just as the zombies should stop pretending that every academic brain is a ready meal.  "Policy relevance" is a complex set of social phenomena that both attract and repel political scientists on both sides of the policy divide.  Let some of us be more like our poet, mathematician or linguist brethren and become one with our academic-nerd nature.  Others can prefer to engage Washington more directly, but they will make themselves, and their sponsors happier if they are candid about the fact that those within the beltway want your brains (or your soul), not your incites.

Posted By Daniel W. Drezner

Your humble blogger is media whored out taking a small vacation with the Official Blog Family at an undisclosed location somewhat removed fron the interwebs.  Blogging will happen only if thew Official Blog Wife lets me near a computer be intermittent for the rest of this week.

In the meantime, for your consideration, I give you a link to an article from the February 2011 issue of International Studies Perspectives:  Derek Hall, "Varieties of Zombieism: Approaching Comparative Political Economy through 28 Days Later and Wild Zero." 

The abstract:

 This paper argues that the frequent references to zombies in analyses of the recent global financial crisis can be harnessed as a “teachable moment” for students of Comparative Political Economy. I claim that two zombie movies in particular—Britain’s 28 Days Later and Japan’s Wild Zero—can be viewed as if they were allegories of two different national forms of capitalism that are integrated into, and affect, the global political economy in different ways. While 28 Days Later displays remarkable similarities to Marxist accounts of the origins and dynamics of capitalism in England, Wild Zero can be seen as an account of the post-1985 dynamics of the Japanese political economy and its engagement with Asia. This paper gives concrete suggestions for the use of zombie films in the classroom. It concludes with the argument that these two films help to explain why references to “zombie capitalism” cross ideological lines.

 Enjoy devouring it!

Posted By Daniel W. Drezner

My last post on the role of political science and political scientists in dealing with Egypt generated some interesting responses via the blogosphere, e-mail, comments, etc.  Let's deal with all of 'em. 

First, Apoorva Shah responds with the following:

I’m not blaming what happened in Egypt on political scientists, as the title of his blog post implies. Rather, I’m saying that the methods with which the political scientists in our academy study the world are so rigid that policy makers imbued in such scholasticism did not appropriately react and make immediate policy decisions when our foreign policy was on the line. Simply put, our administration equivocated. I think they were too confused by all the “variables” involved in Egypt: the protesters themselves, Israel, the Muslim Brotherhood, Hosni Mubarak, etc. In other words, their mental multiple variable regressions failed to produce statistical significance, so they sent mixed messages instead....

None of this is to say that we should shut ourselves off from structured thinking about politics and international affairs. In fact, it should be quite the opposite. Our political scientists shouldn’t be hiding themselves behind theoretical models. They should be studying more history, getting on the ground, doing qualitative research. But look at the syllabus of any graduate level “qualitative methods” class, and I guarantee you it will be just as mind-numbing as their quantitative methods courses.

Perhaps a few months or years from now political science will help us clarify what happened in Egypt over this past week, and it may even look back and dictate what should have been the correct U.S. response. But none of the academic work to date helped policy makers make the right decision when it mattered this week. And that’s the crux of this story. In crunch time, the political scientists failed to get the policy right.

On Shah's first point -- that "policy makers imbued in such scholasticism did not appropriately react" -- well, to get all political science-y, I don't know what the hell he's talking about.  What evidence, if any, is there to suggest that Obama administration policymakers were paralyzed by rigid adherence to political science paradigms?  Looking at the policy principals, what's striking about the Obama administration is that most of the key actors don't have much academic background per se.  Tom Donilon is a politico, for example.  Hillary Clinton is a politico's politico.  I could go on, but you get the idea.   

One thing all social scientists want to see is evidence to support an assertion.  So, I'm calling out Shah to back up his point:  what evidence is there that the U.S. government was slow to react because of adherence to "scholasticism"?  Simply responding "but the response was slow!" doesn't cut it, either.  There are lots of possible causal explanations for a slow policy response -- bureaucratic inertia, conflicting policy priorities, interest group capture, poor intelligence gathering, etc.  Why is "scholasticism" to blame? 

Shah's last two paragraphs are also confusing.  Encouraging "structured thinking" requires an acceptance that theories are a key guide to understanding a ridiculously complex world.  Area knowledge and deep historical backgrounds are useful too -- oh, and so are statistical techniques.  The judgment to assess when to apply which area of knowledge, however, is extremely hard to teach and extremely hard to learn.  And, just to repeat a point from that last post, some political scientists got Egypt right.  Whether policymakers were listening is another question entirely. 

A deeper question is why Shah's view of political science is so widespread.  A fellow political scientist e-mailed the following on this point: 

I think there is a deeper problem here.  We political scientists/political economists may be aware of all of this, but I sense that  it is too easy for outside observers to come to the conclusions Shah's post illustrates.  Quick perusal of journal articles and conference papers, some textbooks, and a great deal of current graduate (and some undergraduate) education in the field can easily lead a rational and intelligent observer to conclude that political scientists are indeed only concerned with plugging cases into models, caring mostly about the model and little about actual political dynamics.  (Have you seen conference presentations in which grad students lay out their dissertation models?  Often sounds more like Shah's description than yours.)  Practitioners may share your understanding of the role of theory, but they often don't do a good job of making this clear to non-specialist readers...and I think to themselves.  I'm not sure what to do about this, but I suspect that Shah's kind of reading of the discipline is just too easy to come to and can seem quite reasonable.

Hmmm.... no, I'm not completely buying this explanation, for a few reasons.  First, as I noted in the past, there are good and valid reasons why academic political science seems so inpenetrable to outsiders.  Second, if this was really the reason that the foreign policy community disdains political scuence, then the economic policy community would have started ignoring economics beginning around, oh, 1932.  Economic journals and presentations are far more impenetrable, and yet I rarely hear mainstream policymakers or think-tankers bash economists for this fact [Umm..... should they bash economists for this?--ed.  I'll leave that to the economists to construct clashing formal models debate]. 

Why is this?  This gets to the third reason -- the fundamental difference between economic policy and foreign policy is that the former community accepts the idea that economic methodologies and theory-building enterprises have value, and are worth using as a guide to policymaking.  This doesn't mean economists agree on everything, but it does mean they are all speaking a common language and accept the notion of external validity checks on their arguments. 

That consensus simply does not exist within the foreign policy community, and Shah simply provides another data point to back up that assertion.  Many members of the foreign policy community explicitly reject the notion that social science methodologies and techniques can explain much in world politics.  They therefore are predisposed to reject the kind of scholarship that political scientists of all stripes generate.   This might be for well-founded reasons, it might be simple innumeracy hostility to the academy, or it might be a combination of the two.  I'd love to have a debate about whether that's a good or bad thing, but my point is that's the reality we face. 

Am I missing anything? 

Posted By Daniel W. Drezner

Pundits are clearly scrambling to figure out what the hell is happening in Egypt, and what Egypt means for the rest of the world.  And I'm beginning to notice that some of them are blaming international relations theory for being asleep at the wheel. 

First, over at AEI's Enterprise blog, Apoorva Shah argues that these events suggest the poverty of modern political science:

Did anything in academia foresee the unrest in Egypt, and more importantly, can something explain how Western foreign policy can appropriately react to the events? Of all the “schools” of IR thought—liberal internationalism, realism, isolationism, etc.—did any theory make sense of this and guide us on what to do next?

My amateur opinion is no. Because of an academic world obsessed with increasingly complex empirical analysis where every revolution is a mere data point and every country a pawn in the great game, our political science departments and the scholars they have trained (many of whom serve in and advise our current administration) were caught flat-footed, searching for some logical, rational approach to a particularly unique and country-specific event. While digging for the right IR theory, they instead produced a mishmash of mixed messages and equivocation.

If I’m wrong, please correct me.

OK... you're wrong.  Let me correct you. 

First of all, let's clarify the division of labor in political science a bit.  Crudely put, international relations focuses on the interactions between governments and other transnational and subnational actors.  Comparative politics focuses on the domestic politics within countries. 

To put this in the context of Egypt, it's the job of comparative politics scholars to explain/predict when we should see mass protests and when those protests might cause authoritarian regimes to buckle.  It's the job of international relations scholars to predict what effects the regime change/authoritarian crackdown would have on both Egypt's foreign policy and the situation in the Middle East. 

Calling out IR scholars for not predicting the uprising in Egypt is like calling out a cardiologist for not detecting a cancerous growth.    

But here's the thing -- as Laura Rozen has observed, political scientists and those they've trained did call this one!! From her September 2010 story:   

A bipartisan group of senators and foreign policy analysts is pushing the Obama administration to prepare for the looming end of Hosni Mubarak’s rule in Egypt by putting a new emphasis on Egyptian political reform and human rights....

“The bottom line is that we are moving into a period of guaranteed instability in Egypt,” said Robert Kagan, a foreign policy scholar with the Brookings Institution who co-founded the Egypt Working Group with Michele Dunne of the Carnegie Endowment for International Peace. “So the idea [that] we can keep puttering on as if nothing is going to change is a mistake. ... What we need now is to move to deliverables.”

The pressure from the academic and political community comes amid widespread expectation that the 82-year-old Mubarak — who reportedly is seriously ill — may soon cede power to his son, Gamal. 

If that's not enough, consider that Joshua Tucker blogged about the spread of revolutions last week, before Egypt blew up.  Even before that, my fellow political scientist and FP blogger Marc Lynch's January 5th blog post

 For years, both Arab and Western analysts and many political activists have warned of the urgent need for reform as such problems built and spread. Most of the Arab governments have learned to talk a good game about the need for such reform, while ruthlessly stripping democratic forms of any actual ability to challenge their grip on power....

Meanwhile, the energy and desperation across disenfranchised but wired youth populations will likely become increasingly potent. It's likely to manifest not in organized politics and elections, but in the kind of outburst of social protest we're seeing now in Tunisia.... and, alarmingly, in the kinds of outburst of social violence which we can see in Jordan and Egypt. Whether that energy is channeled into productive political engagement or into anomic violence would seem to be one of the crucial variables shaping the coming period in Arab politics. Right now, the trends aren't in the right direction.

 Not surprisingly, the Obama administration met with many of these people this week. 

Finally, a small point I made earlier this week regarding Mubarak's options: 

Everyone assumes that the Egyptian leader is a dead man walking, and given his speech on Friday, I can understand that sentiment.  There are, however, remaining options for Mubarak to pursue, ranging from a full-blown 1989 Tiananmen square crackdown to a slow-motion 2009 Tehran-style crackdown. 

Obviously, these aren't remotely good options for anyone involved.  The first rule in political science, however, is that leaders want to stay in power, and Mubarak has given no indication that he wants to leave.  (emphasis added)

Alas, based on this morning's events, it appears that Mubarak has selected the Tehran 2009 option. 

So I think Shah is pretty much wrong.  That said, I agree that there are profound limits on what IR theory can do in a situation like Egypt.  Ross Douthat sorta made this point earlier this week:

[Americans] take refuge in foreign policy systems: liberal internationalism or realpolitik, neoconservatism or noninterventionism. We have theories, and expect the facts to fall into line behind them. Support democracy, and stability will take care of itself. Don’t meddle, and nobody will meddle with you. International institutions will keep the peace. No, balance-of-power politics will do it.

But history makes fools of us all. We make deals with dictators, and reap the whirlwind of terrorism. We promote democracy, and watch Islamists gain power from Iraq to Palestine. We leap into humanitarian interventions, and get bloodied in Somalia. We stay out, and watch genocide engulf Rwanda. We intervene in Afghanistan and then depart, and watch the Taliban take over. We intervene in Afghanistan and stay, and end up trapped there, with no end in sight.

Sooner or later, the theories always fail. The world is too complicated for them, and too tragic.

Douthat is sorta correct -- but it's precisely because the world is so complex that we rely on theories.  While they're often wrong, they're vastly superior to the alternatives.    

Consider that, instead of explicit theories, a lot of commentators are simply asking whether 2011 Egypt parallels 1978/79 Iran.  This is a great question to ask, but the only way to answer it is to rely on explicit or implict theories of how revolutions play out and how the international system reacts to them. 

Of course the theories will fail from time to time.  Unfortunately, this is not rocket science, because rocket science is way easier than the social sciences.   There are too many variables, too many idiosyncratic elements to each case, too much endogeneity, and so forth.  But simply saying "the world is tragic" is a pretty lousy substitute to organizing foreign policy. 

Posted By Daniel W. Drezner

In his New York Times column today, David Brooks analogizes the government's proper role in the economy to an administration's actual role in a modern U.S. university:

[G]overnment will be a bit like the administration of a university. A university president is nominally the head of the institutions. He or she lives in the big house. But everybody knows a university president is a powerful stagehand.

The professors, the researchers, the tutors, the coaches and the students are the real guts of a university. They handle the substance of what gets done. The administrators play vital but secondary roles. They build the settings. They raise money. They recruit and do marketing. They help students who are stumbling.

The administrators couldn't possibly understand or control the work in the physics or history departments. They just try to gather talent, set guidelines and create an atmosphere where brilliance can happen.

Mulling it over, this is a better analogy than even Brooks indicates. The administration/everyone else dynamic at a university also captures the feelings that often predominate debates about the role of government in society.

To be specific:

1) Most faculty and students do their damndest to simply ignore the fact that a university administration actually exists.

2) Most faculty and students cultivate an active ignorance about things like budgets, revenues, etc.

3) The only time any university administration is popular is when it has resources to dole out;

4) Any time the administration interferes with what faculty, students, etc. want to do it provokes fierce resentment -- unless the faculty/student is in trouble, in which case the hope is that the administration will make it all better.

5) Trying to change any aspect of university governance is, I suspect, even more difficult than trying to get a law passed through Congress.

6) Paying customers rack up massive debts and inevitably feel like they're not getting close to their money's worth, even though the data suggests that the pecuniary rewards from going to college are pretty significant.

7) Even if administrators lack local knowledge about the research going on in their schools, they're nevertheless sure that they completely understand the research.

8) Even though administrators come from the faculty, approximately 99.8 percent of all faculty are completely ill-suited for administrative responsibilities.

Brooks uses this analogy because of his argument for how the global economy will function in this century:

In this century, economic competition between countries is less like the competition between armies or sports teams (with hermetically sealed units bashing or racing against each other). It's more like the competition between elite universities, who vie for prestige in a networked search for knowledge. It's less: "We will crush you with our efficiency and might." It's more: "We have the best talent and the best values, so if you want to make the most of your own capacities, you'll come join us."

The new sort of competition is all about charisma. It's about gathering talent in one spot (in the information economy, geography matters more than ever because people are most creative when they collaborate face to face). This concentration of talent then attracts more talent, which creates more collaboration, which multiplies everybody's skills, which attracts more talent and so on.

Well.... economic competition among countries has been something of a misnomer since the start of the Industrial Revolution. It's mattered only in the sense that geopolitical competition exists. To put this into concrete terms, from a strictly economic perspective China's massive growth is an unalloyed good for Americans, because it means a future growth market for U.S. goods and services. It good becomes slightly less pure only when people start worrying about a) whether China will convert its growing wealth into power; and b) whether Chinese power will advance interests that conflict with the United States.

More importantly, however, there's a way in which Brooks' model is the great power equivalent of the Dubai model of economic growth -- and as I noted earlier this month, a world in which everyone races after the Dubai model is a world of massive overinvestment and inadequate demand. Like the dollar auction game, a few countries might win, but most will lose in pursuing this strategy.

Readers are warmly encouraged to provide more ways in which the administration/university relationship is akin to the government/economy relationship.

Posted By Daniel W. Drezner

Over at The National Interest, Justin Logan and Paul Pillar are debating whether academics or policymakers are to blame for the gap separating the two groups. 

Shorter Logan:  it's a big deal, and the insularity of policymakers is to blame.

Shorter Pillar:  it's not that big a deal, and the eggheadedness of academics is to blame. 

I have some sympathy to both sides of the argument here.  Pillar is correct to point out the ways in which this gap has been exaggerated, and Logan is correct to point out that there's still a gulf to traverse between the two communities.  Both posts are worth reading in full. 

Then we get to Jacob Heilbrunn's intervention

Should policymakers pay attention to academics? Should policy makers actually be academics? No and no. For the most part, policymakers should avoid them like the plague....

I would say that SAIS, the Fletcher School, and other such finishing schools for foreign affairs mavens have supplanted traditional political science departments, which became enamored of game and rational-choice theory. The only truly serious discipline in political science is political theory--Aristotle to Weber to Rawls. Is there much in international relations, by the way, that has not already been discussed by Thucydides--a dip into the Sicilian Expedition might have served George W. Bush well before he headed into Iraq (emphasis added).

Hah!!  Fletcher wins!!  In your face, traditional political science departments!!  Heilbrunn has authoritatively--- no... wait, I can't do it.  I can't gloat over a horses**t argument like this one, even if it advances my home institution. 

I have to assume that the Committee on Social Thought has some of Heilbrunn's family hostage to produce that blog post.  It's so rife with blanket assertions that I'll be warm all winter reading it. 

First, as Pillar noted in his post, and speaking from my own experience, the training involved in getting a political science Ph.D. or other social science doctorate is actually pretty useful when stepping into the policymaking world.  Even if the theoretical models and empirical results of political science might be contested, the mode of analytical thinking usually leads to some useful insights.

Second, I love Thucydides more than most IR scholars, and I teach him on a regular basis.  Having read History of the Peloponnesian War every other year, however, yeah, there's actually a fair amount that's not in Thucydides that is part and parcel of modern-day international relations.  There's very little on international political economy and/or economic interdependence in the text.  The material on the democratic peace is interesting but radically incomplete.  Last I checked neither Athens nor Sparta possessed nuclear weapons, which even realist lovers of Thucydides concede is a game-changer.  I came up with those in less than five minutes, so I'm thinking that there's more if I bothered to ponder about it some more. 

As for what's in Thucydides, there's so much fascinating content that no consensus exists about the key takeaway points.  Ask five people who've read History of the Peloponnesian War about its central theme and you'll get ten answers. 

Thucydides is a great text, and I want everyone to read it, but there's a lot more out there in the world.  As for political theory being the only "discipline" in political science, I'll leave it to other political science bloggers to open up a can of whup-ass and address Heilbrunn's argument. 

Heilbrunn might be correct that institutions like Fletcher have more of an impact on policymaking than standard political science departments.  Whether's that's as good of a thing as Heilbrunn thinks, however, is a seriously dubious proposition. 

Posted By Daniel W. Drezner

Over at The Atlantic, Ta-Nehisi Coates talks about why he largely abstains from cable news appearances and why this is in and of itself a problem:

The outlines of the problem are becoming clear--I'm a snob. More seriously, it's my impression that much of cable news is rigged. Complicated questions are forced into small spaces of time, and guests frequently dissemble in order to score debate points and avoid being intellectually honest. Finally, many of the guests don't seem to be actual experts in the field of which they're addressing, so much as they're "strategists" or "analysts." I strongly suspect that part of the reason this is the case is talking on TV is, itself, a craft and one that requires a skill-set very different than what is required of academics. I'm sure many academics themselves share the disdain for the format that I've outlined. Finally, the handful of scholars who regularly appear on the talk shows, generally aren't of the sort that hold my interests.

With that said, it's very difficult to inveigh against these shows when you refuse to participate. The discomfiting fact is that cable news reaches a ton of people, many of whom--presuming they're interested--could use the information (emphasis added).

As an academic who is occasionally asked to be on TV/radio after the producer has gone through their top ten options, I have similarly mixed feelings about the skill mismatch. Speaking from my own experience, I find that my biggest weakness in these venues is that I genuinely want to answer the question asked of me.

You'd think this would be a good thing, but it's not, because it means that you're a hostage to the interviewer's ability to ask good questions. Usually if you're asked to be on a program, you know what the news hook is, and you should (obviously) know your overarching take on the issue. The problem, for me at least, is that no interviewer asks, "So what do you think?" Instead, they'll ask a more specific question -- which I then try to answer specifically. I've rarely been able to integrate a specific answer with the larger theme I want to stress in the appearance.

I suppose I could just admit my failings and abstain from these kinds of media appearances. One of my 2011 resolutions, however, is to try and get better at doing this sort of thing.

I'll have my list of proposed resolutions for the rest of the foreign-policy community tomorrow.

Posted By Daniel W. Drezner

Your humble blogger wasted many hours online had some fun with Ngram, Google's new book-searching algorithm. Here are ten interesting discoveries:

1) "Global governance" has become a really popular term of art.

2) For all the talk about free trade being under threat in the real world, it's doing pretty well on the printed page.

3) Balancing is definitely more popular than bandwagoning.

4) Interest in hegemonic stability theory peaked right around the same time as… U.S. hegemony. On the other hand, interest in bipolarity remains robust.

5) Somewhat surprisingly, the rise of China has not translated into the world of books.

6) What's the more popular game theoretic device, the Prisoners Dilemma or the coordination game? Here the answer really did surprise me -- though it should be noted that if you replace PD with Tragedy of the Commons, you get this.

7) For all the complaints lodged by some about rational choice theory dominating the social sciences, constructivist approaches appear to be catching up in popularity -- though only in a relative sense.

8) You say that non-state actors are displacing governments in world politics? I say, "feh." [Ahem, what about this?--ed. Oh you want a piece of me? Then take this!!]

9) Which FP blogger gets the most mentions on the printed page? You'll have to click here to find out. Hint: it ain't me.

10) The biggest non-state threat mentioned in books appears to be terrorism, and it's not close. Of course, there is also jerry-rigged proof that, in assessing threats in world politics, zombies are clearly on the rise.

Readers are strongly encouraged to waste their day develop their own Ngram tests.

Posted By Daniel W. Drezner

I have an essay in the latest issue of Chronicle of Higher Education entitled "Why WikiLeaks is Bad for Scholars." My thesis is a bit more sophisticated than that -- I argue that WikiLeaks will be a short-term boom and a long-term drag for international relations scholars and diplomatic historians. You'll have to read the essay to find out why, but I do open with one of my all-time favorite academic nightmares:

Let me share one of my recurring nightmares with you. I'm delivering a paper on why the United States pursued a particular strategy during an international negotiation. Suddenly a former policy principal, groaning with gravitas, emerges from the shadows and declares, "You lie! We did that for another reason entirely." Then, with a dramatic flourish, the person raises a wadded piece of paper and shouts triumphantly, "And I have the document to prove it!" The audience gasps; my shoulders slump. My career in ruins, I wake up in a sweat.

Go read the whole thing, but I want to make one addendum here. I expect that many who read it will immediately e-mail me this Julian Assange essay and this interpretation of Assange's essay to demonstrate that the political theory of action behind WikiLeaks is not absurdly utopian but in fact quite sophisticated and far-reaching in scope.

Let me save you the trouble -- I've read them and remain unimpressed with Assange's strategy. According to these documents, Assange expects the U.S. government to become more insular and secretive, and therefore contribute to its own downfall. Glenn Greenwald is correct to observe that Assange and Osama bin Laden really do have the same political strategy -- goad the United States into overreacting, expose the U.S. government as an imperial authoritarian power, and then watch the hegemon rot from within.

Where Greenwald and I might disagree is in how effective this strategy will be. I certainly think expect that there have been will be overreactions -- I just don't think that these will really and truly cripple the U.S. government. Furthermore, the people and groups who embrace this kind of strategy also tend to overreact a lot themselves, alienating potential sympathizers and allies in the process. Assange seems like the perfect personality type to fall into that trap as well.

What do you think?

Every year I give a talk to Fletcher students entitled, "So you want to get a Ph.D...." in which I do my darnedest to convince them to seek alternative paths -- kinda like how a rabbi responds when someone wants to convert to Judaism. I am all too familiar with the possible downsides and relate these to the Fletcherites as clearly as humanly possible.

I bring this up because it's been impossible to avoid this "So You Want to Get a Ph.D. in Political Science" video over the last 24 hours, as apparently all of my friends/colleagues feel compelled to blog, tweet, or link to this sucker on Facebook. And I'm glad to have finally seen it. See, I was worried that I was becoming the most cynical person in political science. After having seen it, however, I'm now certain that whoever put that together possesses oceans of bitterness that I could never dream of consuming.

Look, pursuing a political science Ph.D. carries all sorts of risks and all kinds of occasionally pernicious socialization effects. That said, I'm not sure that alternative career pathways for someone interested in politics are all that much better at this juncture. The intern route? [Insert your own joke here about interns here -- ed.] It's no less demeaning and far more cutthroat than graduate school. Law school? Supply vastly exceeds demand in that field too, plus it's a vastly more expensive enterprise.  Political journalism and/or publishing?  That sound you hear right now is the collective gallows laughter from the employees orf that industry about its future prospects. 

The key piece of advice I would give someone who is undeterred in getting a political science Ph.D. at this point is to recognize five important facts:

1) The process of getting a Ph.D. can provide you with a set of analytical skills that are of some use in the non-academic job market;

2) 99 percent of Ph.D. programs are geared to make you think that the only job worth having is becoming a political science professor.

3) If you really want to be a political science professor, you might as well know now that the odds are not good, the job market is terrible, and your control over your future professional destiny is extremely circumscribed.

4) Remember how your parents told you that if you really loved something and applied yourself, you would excel at it? Yeah, that's not always true. At the doctoral level, simply wanting something really badly is not sufficient to attaining your goal.

5) If you think you can resist the siren song of the academy, however -- and this is an important if -- then I can think of worse career paths.

Enough of this silliness -- I have a talk about zombies I have t prepare. 

Posted By Daniel W. Drezner

Foreign Policy's AfPak channel tweets the following query:

I don't understand why political science, as a discipline, rewards bad, unclear writing. Don't these journals have editors??

To the Blogmobile -- there's some explaining to do!! 

Let's get one thing straight.  The problem isn't just the political science discipline -- it's all academic disciplines.   Open up any academic journal and you're likely to be exposed to an overwhelming number of run-on sentences, obscurantist jargon, and  fancy Latin words displacing of good-old-fashioned, no-BS Anglo-Saxonisms.    

Nor is AfPak the only lamenter of this fact.  Via Rob Neyer, I see that Bill James, the godfather of sabermetrics, doesn't like it when academics talk all jargon-y. 

It modern America it is the accepted practice for experts in each field to develop their own language, their own expressions and reference points, and to write to one another in professional jargon almost indecipherable to the public.

I feel very strongly that this is a mistake. I have felt this way for 40 years; I have argued against this for 40 years, and I've never made any headway, but that's still what I think and that's still what I argue. People complain about anti-intellectuatlism in American life. I live in an academic community; many of my friends are academics. They complain frequently about the lack of respect for intellectuals in the mainstream debate, about the difficulty in getting the public to accept science and to accept the knowledge that experts in the field generate -- yet they insist on speaking and writing in ways that the public cannot understand. Well, duh. If you write in a way that excludes the general public from reading what you are saying, the general public will not accept your conclusions.

To use academic jargon is rude, lazy, elitist, and counter-productive. It diminishes the influence of the academic world; it diminishes the influence of thinking people on the general debate. If you want people to accept your ideas, you have to speak in language that others can understand. This is common sense, and it is common courtesy.

As someone who has a Bill James bobblehead in his home, I take this kind of critique seriously -- far motre seriously than, say, Charles Murray's blatherings about academic elites.  The problem is that I'm not sure it's right. 

First of all, a lot of jargon exists for a good reason.  All disciplines, professions, and careers have their own specialzed argot that's used as a way to economize on communication.  If I use the phrases "two-level game," "credible commitment," "moral hazard," or "beggar-thy-neighbor" to people in my profession, they're going to know what I'm talking/writing about without me having to spend paragraphs explaining the point. 

For example, if I say,

we're approaching a CreditAnstalt moment in the global political economy

to a bunch of international political economy scholars, they get it.  To the rest of the world, I'd have to write: 

In the near future we could face a financial crisis when in which foreign economic policy leaders prioritize nationalism and geopolitics above preservaing the integrity of the global financial system.  Since the CreditAnstalt crisis played a leading role in making the Great Depression the ten-year agony of mass unemployment, poverty, famine and despotism that we remember today, this would really suck.  

Yes, jargon is a time-saver. 

Now, it could be argued that academics should be smart enough to use jargon when speaking with each other and use plain English when speaking to, you know, outworlders anyone outside their field. 

There is a big problem with this solution, however.  Most academics spend most of their time writing, responding and talking to other academics.  They already know the jargon, so there's no reason to drop it.  [Um... what about the students?--ed.  One could argue that an awful lot of instruction is teaching students the concepts behind the jargon, so that doesn't count.] 

If you spend 90% of your day using one kind of language, it's actually pretty hard to switch conversational styles to engage the outworlders rest of the public.  As Paul Krugman wrote some many moons ago

I hope you think that I am an acceptable writer, but when it comes to economics I speak English as a second language: I think in equations and diagrams, then translate. The opponents of mainstream economics dislike people like me not so much for our conclusions as for our style: They want economics to be what it once was, a field that was comfortable for the basically literary intellectual.

This goes for most of the social science disciplines. 

I grant that the failure to communicate to the rest of the world is a flaw of many academics.  What it's not, however, is inefficient.  If we're writing for political science journals, then the audience is other political scientists (and these journals, my dear AfPak, are edited by other political scientists as well).  They already know the jargon.  By using professional argot, political scientists -- and academics in general -- are able to write and communicate with each other more quickly and efficiently than by using ordinary plain language. 

My non-academic readers might claim that this is absurd, preposterous, and a particular failing of the academy.  Maybe, but I don't think so.  Bill James' original complaint was levied against baseball stat geeks.  Journalists and editors throw about "lede," "graf" and "TK"  without even thinking about it.  All occupations and organizations have their own forms of shorthand that sounds like jibberish to the outsider.  No one would accuse most members of the military as being obscurantist, but go to an Army staff meeting and try to decipher the glut of acronyms that fly around like so much schrapnel. 

Is that the only reason for bad political science writing?  Probably not.  We get rewarded for coming up with new jargon like "Bradley effect" or "Stackelberg leader" or "bandwagoning" that catches on.  And, yes, there are scholars who write in a deliberately confusing manner because their ideas ain't all that coherent.  As a regular reader of political science journals, however, I'm pretty sure these are the exception rather than the rule.  I'm so inured to the jargon that I can read these papers without conscious translation. 

Some political scientists (ahem, cough) do try to write for a wider audience.  Some political science journals like Perspectives on Politics are intended for a wider audience.  But the bulk of political science publications are intended for other political scientists -- and there's little upside to eliminating jargon if that's how everyone in every field communicates.

So this is my very long-winded answer to AfPak.  Whereas if I was using jargon, all I'd have said was:

The specialization of knowledge leads actors to reduce the transacton costs of communication with each other.  Naturally, this phenomenon creates a barrier to entry for outside consumers, while instilling a common identity among specialists. 

Am I missing anything?

UPDATE:  Yes, I did miss something.  FP editor extraordinaire Blake Hounshell tweets

[B]ut jargon is only one aspect of bad academic writing. There's also the passive voice, nominalizations, bland verbs, etc.

Oy. 

There's no way I'm going to be able to offer a single explanation for bad academic writing beyond the jargonese.  That said, I'll suggest that many of the tropes that editors don't like about academic writing are actually an effort at hedging.  The classic academic answer to whether something will happen is, "It depends."  In academic journals, political scientists can articulate all of the qualifications, exceptions, and emendations that come with their central argument. 

This hedging instinct makes it very tricky to convert a scholarly article into something more accessible to the general interest reader.  Editors everywhere want the writer to get to the point with clear, forceful prose.  Academics are a bit leery of the declarative statements that get editors all hot and bothered -- because the simple direct statement is often far more sweeping in scope than the academic's original argument.  This is a natural tension, and one that breeds resentment on both sides. 

I'm just here to play peacekeeper.  [Me too!!--ed.]

Daniel W. Drezner is professor of international politics at the Fletcher School of Law and Diplomacy at Tufts University.

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